2021-07-30T15:44:19Z
Republic of Ethiopia (2004) Guidelines for social, environmental and ecological impact assessment and environmental hygiene in settlement areas.pdf
Republic of Ethiopia (2004) Guidelines for social, environmental and ecological impact assessment and environmental hygiene in settlement areas.pdf
Federal Democratic Republic of Ethiopia
Environmental Protection Authority
Guidelines for Social, Environmental and Ecological
Impact Assessment and Environmental Hygiene
in Settlement Areas
(Draft)
NOT FOR CITATION
This guidelines is still under development and shall be binding
after consensus is reached between the Environmental
Protection Authority and the Environmental Units of
Competent Sectoral Agencies
August 2004
Addis Ababa
Table of Content
Introduction...................................................................................................1
1. Aim..........................................................................................................2
2. Main Principles......................................................................................2
2.1 Voluntary and Informed Consultation..................................................................2
2.2 The Objective of Improving Life Sustainably......................................................3
2.3 Environmental Sustainability................................................................................3
2.4 Cooperation, Self-reliance and Cost-sharing........................................................4
2.5 Community-led Administration, Transparency and Responsibility.....................5
2.6 Improvement and Enrichment of Implementation through Action and
Experience............................................................................................................7
3. Essential Preconditions for a Settlement programme........................7
4. Action Needed to Ensure Sustainability..............................................8
4.1 Firewood Supply...................................................................................................9
4.2 Restoration of Vegetation Cover by Stopping Free range Grazing...........9
4.3 Forest and Park Protection....................................................................................9
4.4 Protection of River and Water Channel Banks...................................................10
4.5 Rehabilitation of Land Affected by Gullies........................................................10
4.6 The Conservation and Development of Crop and Animal Biodiversity.............10
4.7 The Discontinuation of the Use of Dangerous Chemicals..................................11
4.8 The Appropriate Use of Chemical Inputs...........................................................11
5. Sectors in which Capacity Building is Required for the
Implementation of the Settlement Programme................................11
6. Impact Assessment of a Settlement Programme..............................12
6.1 Social Issues........................................................................................................12
6.1.1 Human Population.....................................................................................12
6.1.2 Environmental Hygiene.............................................................................13
6.1.3 Gender Equity............................................................................................13
6.1.4 People's Participation.................................................................................14
6.1.5 Identification of Institutions......................................................................14
6.1.6 The Sustainable Development Bylaw of the Local Community...............15
6.1.7 Prevention of Conflict within the Community..........................................15
6.2 Economic Issues.................................................................................................16
6.2.1 Capacity Building......................................................................................16
6.2.2 Community Sustainable Development Fund.............................................17
6.3 Ecological Issues................................................................................................17
6.3.1 Criteria for Choosing Settlement Areas.....................................................18
6.3.2 Water Resources and Aquatic Resources..................................................18
6.3.3 Natural Scenic Sites...................................................................................19
6.3.4 Wood Demand and Supply........................................................................19
6.3.5 Forest Development...................................................................................19
6.3.6 Crop Production.........................................................................................19
6.3.7 Appropriate Use of Chemical Fertilizer and other Agrochemicals...........20
6.3.8 Domestic Animals.....................................................................................20
6.3.9 Energy Source............................................................................................20
6.3.10 Composting................................................................................................20
6.3.11 Alien Invasive Plants.................................................................................21
6.3.12 Forest Fires................................................................................................21
6.4 Environmental Hygiene......................................................................................22
6.4.1 Solid Waste Recycling, Stowage, Management and Disposal..................22
6.4.2 Liquid Waste Recycling, Management and Disposal................................23
6.4.3 Site Choice and Latrine Construction........................................................23
6.4.4 Animal Pens and Feeding Places...............................................................24
6.4.5 The Handling and Use of Pesticides and Chemical Fertilizers..................25
6.4.6 Protection of Water Bodies........................................................................25
6.4.7 The Siting of Water Wells.........................................................................25
6.4.8 Protecting a Spring....................................................................................26
6.4.9 The Management and Use of Stream Water..............................................26
6.4.10 Protecting Pond Water...............................................................................26
6.4.11 Using Rain Water......................................................................................27
6.4.12 Water Purification......................................................................................27
6.4.13 Primary Health Service.............................................................................27
7. Environmental Management Plan.....................................................28
7.1 Impact Summary.................................................................................................28
7.2 Itemization of Steps of Mitigation......................................................................28
7.3 Implementation Action Plan...............................................................................28
7.4 Organization of Information and Presentation of Reports..................................28
7.5 Monitoring and Evaluation.................................................................................29
8. Relevant Legal and Policy Provisions................................................29
8.1 The Constitution.................................................................................................29
8.1.1 The Right to Property................................................................................29
8.1.2 Rights to life, the Security of Person and Liberty (Article 14)..................31
8.1.3 Right to Life (Article 15)...........................................................................31
8.1.4 Freedom of Religion, Belief and Opinion.................................................31
8.1.5 Right of Thought, Opinion and Expression...............................................32
8.1.6 Freedom of Association (Article 31).........................................................32
8.1.7 Freedom of Movement..............................................................................32
8.1.8 Rights of Women.......................................................................................33
8.1.9 Right of Access to Justice..........................................................................34
8.1.10 Rights of Nations, Nationalities, and Peoples...........................................35
8.1.11 Economic, Social and Cultural Rights.......................................................35
8.1.12 The Right to Development.........................................................................36
8.1.13 Environmental Rights................................................................................37
8.2 Environmental Policy.........................................................................................37
8.2.1 Soil Husbandry and Sustainable Agriculture.............................................38
8.2.2 Forest, Woodland and Tree Resources......................................................39
8.2.3 Genetic, Species and Ecosystem Biodiversity...........................................40
8.2.4 Water Resources........................................................................................41
8.2.5 Cultural and Natural Heritage....................................................................42
8.2.6 Community Participation and the Environment........................................42
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Introduction
The vegetation cover of our country has been empoverished; soil fertility
has decreased; soil erosion has not been contained and springs are drying
up. Because of these reasons, the population's capacity has been sapped.
Millions of our compatriots have gone hungry, have been forced to
migrate and have died. This has exacerbated environmental degradation.
Various national policies, strategies and programmes have been
formulated and are being implemented to counter the impact of recurrent
droughts and to bring about food sovereignty. One of the programmes is
that of giving people who are prone to exposure to serious problems of
survival the chance to resettle in better areas. This is to be based on their
own wish and initiative.
It is appropriate to try to bring about the sustainable development
envisaged by the settlers. Therefore, it is essential to predict any negative
impacts of the development activities that will take place in settlement
areas and correct them. It is, therefore, equally necessary to put in place a
social, economic and environmental impact assessment system to enable
the incorporation of corrections at the planning stage. This should be
supplemented by an audit system to make the implementation sensitive to
needed modifications. These guidelines for environmental, social and
economic impact assessment are aimed at doing that.
1
1. Aim
These guidelines aim at strengthening the positive impacts and
reducing to the minimum, and where possible eliminating, the
negative impacts of social and economic activities on environmental
well-being and human health in settlement areas.
2. Main Principles
Any development initiative planned for implementation in a
settlement area should adhere to the following principles starting at its
inception and going through to its planning and implementation
stages.
2.1 Voluntary and Informed Consultation
The implementation of a settlement programme should be planned
through a consultation process involving both settlers and receiving
communities. There should be transparent, detailed and all-
inclusive discussions among the settlers, receiving communities
and others concerned. The participation of all concerned in the
planning, implementation and monitoring and control of the
economic and social development activities helps maximize
possible options as well as choose the most effective among those
options. For this participation to be effective, all sides have to
obtain in advance accurate information and analysis concerning
2
the settlers, the recipient communities and the status of the natural
resources of the settlement areas.
2.2 The Objective of Improving Life Sustainably
The action taken in a settlement area should free citizens from
dependency on aid caused by human induced environmental
deterioration or by drought so that they may maintain themselves
sustainably through their own efforts. This makes it essential to
implement plans that spring from the communities themselves and
are in harmony with the ecosystem dynamics as well as being
consistent with the national vision of development. Therefore, all
plans should incorporate the requisite environmental
considerations. The action for environmental protection should be
planned and implemented in such a way as to create economic
capacity. For this to be possible, the capacity of the local
administration, and especially that of the settlers, to plan and
implement should be developed. However, this capacity should be
built on the endogenous initiative of the local community itself and
should not be imposed from outside.
2.3 Environmental Sustainability
The economic and social development activities carried out in a
settlement area should be based on a coherent environmental
3
management plan that enhances the quality of the environment
and maximizes its productivity sustainably. Special care and
protection must be given to fragile natural and human made
environments that can be easily damaged or destroyed and cannot
be easily replaced. Therefore, consultations should be carried out
on the environmental, economic, social and cultural impacts of any
activity aimed at implementing the settlement programme. This is a
necessary precondition for precaution. Similarly, a utilization and
management plan of the area should be prepared based on the
environmental audit of any activity being undertaken to implement
the settlement programme.
2.4 Cooperation, Self-reliance and Cost-sharing
The implementation of a settlement programme should involve the
settlers, the receiving local community, governmental and other
actors in a cooperative and mutually supportive interaction. It
should first use the development potential of the settler community.
It is more important to realize that it is the settlers that can, and
have the prime responsibility to, put in place all requirements for
living rather than insisting that all the requirements be already
ready before the settlement programme starts being implemented.
The Settlement programme should foster self-reliance and
eliminate the spirit of dependency. Great care should be taken not
to present the settlement process as a welfare programme based on
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endless largesse. It should be viewed as an outcome of the
settlers’own efforts with help being only temporary and only
aimed at enabling self-reliance. Therefore, the settlers should
provide the labour needed to collect the materials that can be found
locally and should reduce the cost of implementation and thus
clearly fulfill their cost-sharing responsibility.
2.5 Community-led Administration, Transparency and
Responsibility
A part of a population the members of which are found in a distinct
area, believe that they have a common heritage, are bound together
by the same language and customs, and, in general, by a common
culture, constitutes a community. We call the members that live in
a specified part of the area occupied by a community a local
community.
Paragraph 3 of Article 39 of the Constitution [Refer to Section
8.1.10.3] gives the complete right of self-administration to every
community. Therefore, it is appropriate that members of a
community organize themselves to bring about their own
sustainable development and to care for the wellbeing of their
environment. The factors that determine sustainable development
and environmental management vary from place to place. The
organization of the community also thus needs to vary its nature
5
from place to place. This makes the organization of a local
community the functional unit of the community. It also makes the
bylaws for the self-administration of a local community the main
instrument for enforcing the right of a community to self-
administration. So long as no provisions of the Constitution or any
other law are not contravened during formulation or enforcement,
therefore, local community bylaws for self-administration enable
the community to collectively promote the realization of its right to
use, write and develop its language; to express, develop and expand
its culture; as well as to expound its history.
Local community bylaws for self-administration enable the forging
of cooperation based on common interest between neighboring
local communities or between settler and receiving local
communities. They also help develop and apply new and
constructive amalgams of culture and traditions for unified action.
Article 37 of the Constitution [Refer to Section 8.1.9] empowers any
association to seek justice from any legally constituted judiciary so
as to protect the private or collective interests of its membership.
Article 31 of the Constitution [Refer to Section 8.1.6] gives the right
to any component of the population to organize itself to achieve any
common objective so long as it is within the law. Therefore, it is
appropriate that local community to organizes itself and uses the
rights given to associations to enforce the rights of the community
of which it is a part.
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For these reasons, the capacities of local communities should be
developed to use their rights to become the leading actors in their
own affairs and thus to manage their own environments according
to systems of their own making based on the national vision.
Settlers and the receiving local community that live together in a
locality should thus manage their daily environmental, social and
economic life together as a reconstituted local community through
a system they themselves have created, led by their own
representatives elected by them. This should be achieved through
combining the useful elements of the local community's customary
practices or through the local community itself formulating a new
set of bylaws and having them written. The written local
community bylaws should then be given recognition at, and their
enforcement supported by, all levels of governance.
This process makes transparency and answerability essential
characteristics of the formulation and implementation of any action
plan of the settlement programme. The implementation of
settlement activities and the sustainability of development plans
should be clearly visible to both the settlers and the receiving local
community. Any individual who commits a crime should be
subjected to the law; and the law should consist of both those
enactments that have been issued nationally and the local
community's bylaws.
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2.6 Improvement and Enrichment of Implementation
through Action and Experience
The settlement programme should be enriched and improved using
knowledge gained through implementation, monitoring and
control. The implementation should vary according to what the
diversity in time and space calls for. For this reason, resettlement
should not take place in one go but should rather be initiated by
family or local community representatives and, upon evaluation
and realization of its effectiveness, the accumulated positive
experience can be used to develop a strategy for a more extensive
implementation.
3. Essential Preconditions for a Settlement programme
The following are issues that require attention for the success of the
implementation of the settlement programme.
3.1 Prepare both settler and receiving local communities
psychologically so that they can join together and support each
other for their common good;
3.2 Facilitate an exploratory visit of the settlement area by
representatives of settler individuals or local communities and their
consent to be resettled;
3.3 Inform each settler of the size of the land she/he will use and of the
security of the access she/he will be granted to that land;
8
3.4 Facilitate the formulation and implementation of land use plans
and environmental management through the local community's
own initiative and direct participation, as well as the resolution in a
similar manner of conflicts that may arise from land use;
3.5 Ensure that any plan that is formulated to improve infrastructure
and economic services is implementable;
3.6 Provide incentives for the development in each village of sectors of
employment that reduce pressure from land and sustainably
enhance the economic capacity of the local community;
3.7 Ensure in advance that any support given to a local community
because it is indispensable at the initial stage in the settlement
process, far from fostering dependency, enables it to become self
reliant;
4. Action Needed to Ensure Sustainability
The empoverishment of vegetation cover and the consequent soil
erosion by water and wind in and around each village can be avoided
through helping the village community organize itself, raise its
awareness and build its capacity to take the cooperative action it
believes in. The reduction in the empoverishment of vegetation cover
and soil erosion following increased capacity for action also eases the
problem of reducing water availability. Therefore, activities aimed at
enhancing the environmental quality of a settlement area could focus
on the following issues. These activities need to be carried out in
conjunction with those given under the headings of soil 9husbandry
9
and sustainable agriculture, forest and tree resources, water resources,
genetic, species and ecosystem biodiversity, cultural and natural
heritage and community participation and the environment in Annex 2
to this document.
4.1 Firewood Supply
A major improvement in vegetation cover will take place if each
farmer were to plant trees for firewood to be used at home and sold
in the market.
4.2 Restoration of Vegetation Cover by Stopping Free range
Grazing
If either each farmer or the community as a whole were to keep
domestic animals in a defined area and each farmer were to cut and
carry feed for his/her animals, the vegetation cover of the land
would be restored in a one-, two- or three- year time.
4.3 Forest and Park Protection
In order to protect existing forests and parks, consultations should
be carried out involving all concerned starting from the village to
the Regional administration to demarcate areas for protection by
each village or district (kebele). This will make it possible to protect
biodiversity found outside national forests and parks.
4.4 Protection of River and Water Channel Banks
10
In order to develop a system of protecting the banks of rivers,
streams and other water channels based on the wish of the
community, consultations should be carried out based on
knowledge and information which is as complete as possible. If the
local community 's wish is then enshrined in its bylaws and these
are enforced, the protection will become sustainable.
4.5 Rehabilitation of Land Affected by Gullies
Water flow should be prevented from gullying the land. To achieve
this, it is necessary to conduct field visits, consult with local
communities, terrace the whole country and especially ensure that
the consultations to this effect are carried out everywhere where
the land is uneven.
4.6 The Conservation and Development of Crop and
Animal Biodiversity
Consultations should take place within each local community to
develop systems of conserving each crop variety and animal breed.
New ideas in conservation can be introduced during these
consultations. These varieties and breeds and other interventions
consciously put in place can be used to improve soil fertility.
Chemical fertilizer could be included judiciously. The whole
combination can generate recipes for a sustainable soil fertility
increase. The biodiversity can then provide varieties and breeds
11
that are appropriate for the increased soil fertility and thus increase
production.
4.7 The Discontinuation of the Use of Dangerous
Chemicals
In cooperation with international organizations mandated to
protect the environment, we should discontinue through
substitution the use of dangerous pesticides that poison the
environment, e.g. DDT.
4.8 The Appropriate Use of Chemical Inputs
To prevent water and soil contamination with the increased use of
chemical fertilizer and pesticides, regular monitoring is required.
This should be followed by the development of appropriate
protective strategies and laws and their implementation and
enforcement.
5. Sectors in which Capacity Building is Required for the
Implementation of the Settlement Programme
The capacity building required for the implementation of the
Settlement Programme is likely to be in the following areas:
5.1 Matching the human resources with the natural resources
available;
5.2 Hygienic water availability and liquid waste disposal service;
5.3 Public health and family planning service;
12
5.4 Education and training;
5.5 Credit facilities;
5.6 The creation of alternative employment;
5.7 Provision of energy resources;
5.8 Disaster early warning and preparedness system;
5.9 The planning, implementation and monitoring of environmental
management.
6. Impact Assessment of a Settlement Programme
An impact assessment needs to be carried out on the planned activities
aimed at implementing the settlement programme in order to predict
their positive and negative impacts on the environment, and on social
and economic conditions so as to strengthen the positive and, when
possible avoid (or at least minimize) the negative consequences. An
impact statement is then prepared based on the assessment. The
statement may be compiled under the following headings:
6.1 Social Issues
A new settlement area is usually not devoid of people; the local
community that has been in the area will continue in that area.
Therefore, there will be some social issues that affect the settlers and
the receiving community differently and others that affect them both
similarly. Even the settlers will usually have come from diverse local
communities. Therefore, settlement areas cannot be taken as socially
13
homogenous. This makes social issues play critical roles in settlement
areas.
6.1.1 Human Population
It is essential to plan the implementation so as to keep the size of
the human population within the carrying capacity of the
environment. As a first step, the population should be categorized
into groups of similar condition. This will enable the identification
of the existing labour force and those that require assistance. This
will in turn enable the planning of alternative employment. The
categories could thus show population size, age, gender, family
status, the number that needs aid, immigration, educational status,
geographic distribution in the settlement area etc.
6.1.2 Environmental Hygiene
Factors that reduce health should be removed, environmental
hygiene should be maintained and health services should be made
available so as to improve the health of the population. Traditional
systems of health care should be strengthened. This will require
organizing local communities and individuals that have traditional
medical knowledge. This will help conserve biodiversity, save
foreign currency and expand health services using existing
economic capacity. Parallel to this, modern health facilities should
be created and strengthened. Special attention should be paid to
HIV/AIDs, especially in the 15-34 year-old age group, under
nutrition and malnutrition, communicable diseases including
14
malaria, venereal diseases, and ailments associated with pesticide
use, the handling and use of chemical fertilizers, the use of
containers that had chemicals in them and the handling and use of
agricultural implements.
6.1.3 Gender Equity
Any attempt at development should aim at equal access to men and
women. Various cultures view women as inferior. This has to
change. Some of the issues that must be considered in bringing
about gender equity include the division of labour between the
sexes especially in the homestead, access to natural resources
based on gender equality, women's participation in the society and
in environmental management, family planning, HIV/AIDs, the
types and capacities of women's organizations in the area, the
creation and strengthening of programmes and projects for
strengthening women's capacities.
6.1.4 People's Participation
Participation is decisive for the success or failure of any planning
and implementation. When planning the implementation of a
settlement programme, the participation of all stakeholders that
can contribute knowledge or experience, including farmers, civil
servants, employees of non-governmental organizations, various
experts, traders and renouned individuals, will help ensure success.
6.1.5 Identification of Institutions
15
There are both formal and informal institution in any community.
Enlisting the support of these institutions in the planning and
execution of the implementation of the development programme of
the settlement area is essential. The main institutions that require
attention include government institutions, professional
associations, religious organizations, district ( kebele) offices,
farmers’ associations, and non-governmental organizations. After
these organizations have been identified, agreement should be
made with each of them as to what activities they will carry out and
what they will monitor.
6.1.6 The Sustainable Development Bylaw of the Local Community
Local communities need to care for their communal natural
resources and take development action that concerns them all
collectively. Among the activities that require collective action, the
main ones include soil and water conservation, the management of
community grazing land, the management of community areas
closed off to grazing for cutting and carrying forage and for
producing wood; the management of protected forests and parks;
water development; compost preparation; rehabilitating gullies;
protecting and reforesting hillsides; recognizing individuals with
outstanding contributions to managing and using private or
community holdings etc. Bylaws are needed to give legal basis for
collective decisions to coordinate action in these areas, to create a
16
system of community-wide monitoring and evaluation of action
taken, to raise financial resources for community use, and to
withstand droughts cooperatively. These bylaws should be given
legal recognition and their enforcement supported at the district
( kebele) level and above. For this to be possible, the bylaws must be
consistent with national law.
6.1.7 Prevention of Conflict within the Community
Conflicts can arise from the use of natural resources, cultural
diversity, differences in religion or other social relations. It is
preferable to anticipate and prevent such conflicts by removing
their causes. It is thus advisable to give priority to traditional
systems of conflict resolution.
6.2 Economic Issues
The settler should be given sufficient information to enable her/him
to decide on what economic activity to focus upon to increase
income. However, the initial focus will have to be on sectors that
can absorb large numbers of people but can also enhance
environmental management.
6.2.1 Capacity Building
It is useful to create a consultation forum for analysing the impacts
of the implementation plan of a settlement programme. Experts
and other stakeholders that can help look for corrective measures
17
for the negative impacts should participate in the consultations.
Following the expression of the wish of the local community, it will
be appropriate to correct the negative impacts including through
the provision of technical assistance.
Among the issues that may need technical assistance are the
provision of essential implements, produce storage technologies,
training identified by the local community as required, marketing
and credit services, renewable energy supply (e.g biogas, solar,
hydropower), water supply for human and animal use as well as for
irrigation and sanitation, latrine construction, solid waste stowage,
the recycling of solid and liquid wastes hygienically and their
disposal when deemed necessary, access to health service
institutions (hospital, health centre, health station, pharmacy,etc.),
educational institutions, and communication facilities (telephone,
post office).
6.2.2 Community Sustainable Development Fund
It would be very helpful to establish a Community Sustainable
Development Fund to strengthen the economic capacity of the local
community in the settlement area. The primary source of finance
for this Fund will be the settler and receiving communities
themselves. However, the Fund may also obtain contributions both
from within the country and from abroad. The Community
Sustainable Development Fund will create in the community the
18
ability to withstand unexpected difficulties. But it will especially
enable it to plan and undertaken activities essential for sustainable
development which will not produce results in the short run.
Among the activities that can benefit from the Community
Sustainable Fund, the following can be given as examples: to
develop a sustainable animal feed source, to fortify and protect
springs, to protect and devolope slopes, to rehabilitate gullied
areas, to protect denuded areas from animal and human impact
and thus rehabilitate them, to provide credit services to members,
to make agricultural inputs available to members, to undertake
other development activities, to prepare and take agricultural
produce to the market.
6.3 Ecological Issues
The receiving local community in a settlement area will have been
having its own ecological impact on the area. The incoming settlers
are bound to exacerbate these impacts. They may even produce
totally new impacts. Therefore, ecological considerations play a
critical role in the sustainability of the settlement.
6.3.1 Criteria for Choosing Settlement Areas
The following criteria should be considered when selecting a
settlement area:
6.3.1.1 The fertility of the soil;
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6.3.1.2 The capacity of the area to support the receiving
community and the settlers, together with expected
increase from population growth, materially and
socially in the next 10 years;
6.3.1.3 Adequacy of rainfall or water resource;
6.3.1.4 Availability of land for grazing or forage production;
6.3.1.5 Availability or potential for production of energy and
construction materials;
6.3.1.6 Absence of any novel negative effects on humans,
domestic animals or corps that the settlers are not
familiar with;
6.3.1.7 The potential to rehabilitate the environment in the
event of damage;
6.3.1.8 Safety from flooding, earthquakes, and landslides.
6.3.2 Water Resources and Aquatic Resources
Because water bodies, including rivers, lakes and marshes, have
ecological, economic, social and cultural values, they have to be
appropriately protected and used. Likewise, aquatic resources, e.g.
fish, papyrus, have economic, cultural and ecological uses. But they
can be easily destroyed. Therefore, they should be handled with
care. A manual to help in their use should be prepared and
appropriate training should be given to the users.
6.3.3 Natural Scenic Sites
20
Naturally scenic sites may attract tourists and create employment
for members of the local community. A manual should be prepared
to help in their protection especially from pollution associated
tourism, and appropriate training should be given to the local
community.
6.3.4 Wood Demand and Supply
So as to protect forests from decimation and tree biodiversity from
elimination, each family should plant the trees it needs for
firewood, construction and the market around the homstead or in
plots set aside for it for the purpose.
6.3.5 Forest Development
Community forest development should take place in slopes and
other areas not suitable for agriculture. This will help maintain
ecological balance while providing animal feed and wood for fuel
and construction and thus also yield income for the local
community. Even if the whole area turns out to be suitable for crop
cultivation, a part of it should be delimited and protected for
afforestation. This will help maintain its ecological balance and
increase the productivity of the whole area.
6.3.6 Crop Production
A system of environmental management that protects the soil from
fertility loss should be instituted in each settlement area.
Specifically, the settlers and the receiving community members
21
individually or in groups should collect biomass and prepare
compost to raise and maintain soil fertility.
6.3.7 Appropriate Use of Chemical Fertilizer and other Agrochemicals
When settlers and the receiving community use chemical fertilizer
to increase their production, care should be taken so as to use the
fertilizer appropriate for the soil and prevent disturbance of the
ecological balance of the area as well as damage downstream to
aquatic biological resources from the fertilizer washed off from the
fields. Some agrochemicals, e.g. pesticides, kill living things and
they should thus be used only with great care.
6.3.8 Domestic Animals
The farmers and pastoralists of our country feed their domestic
animals by letting them graze freely in natural grasslands.
Overgrazing prevents the grass from growing. This causes
ecological instability. Therefore, it is essential to help them develop
the culture of keeping their animals tethered or free only in
restricted areas and feed them by cutting and carrying fodder. This
will often require the deliberate production of forage crops.
6.3.9 Energy Source
It would be more economically cost-effective to use animal (cattle,
sheep, goats, camels) droppings to produce biogas in a digester, use
the biogas for fuel and the slurry for fertilizer than to burn dried
animal dung.
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6.3.10 Composting
The settlers and receiving community should be helped to develop
the skill to make compost out of household organic waste,
byproducts of home brewed beer, animal urine and droppings,
trampled feed remains, other agricultural waste, weeds and other
herbs and leaver and apply it in their fields. This would free them
from the need to buy chemical fertilizer to raise their agricultural
production. It would also help protect water from pollution and
maintain environmental hygiene and the ecological balance of the
area. It is essential to prepare a composting manual and to use it to
train the local communities. An organization called the Institute for
Sustainable Development has already prepared such a manual. The
usefulness of compost would be more quickly and more widely
known in the country if composting were offered in farmer training
schools as a regular subject.
6.3.11 Alien Invasive Plants
Care should be taken to prevent useless, or even more so harmful,
alien invasive plants from being brought into the settlement areas
by the settlers and causing harm through invading grazing areas,
forage production areas, protected areas, water bodies, marshes
etc. If a plant species becomes perceived as invasive, its usefulness
and harm should be compared and, it found harmful, it should be
destroyed through concerted campaigns.
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6.3.12 Forest Fires
Fires lit to rid grazing grounds of ticks as well as to remove silicified
grass so as to encourage palatable young growth should be carefully
controlled so that they do not get out of control and cause
unintended forest damage. If the grass is cut for hay before it is
silicified, the problem will be solved. Grass species that cannot be
made into hay can be uprooted when still small and deliberately
replaced by appropriate species.
6.4 Environmental Hygiene
Issues that require attention to spare settlers and receiving
communities from diseases and to protect the environment when
settlers go into a new areas are detailed as follows.
6.4.1 Solid Waste Recycling, Stowage, Management and Disposal
The solid waste that originates from the home and the compound
has to be recycled when possible, and otherwise be disposed
without affecting human health and without polluting ground or
surface water. Solid wastes originating from the home consists of
peels and bits of fruits and vegetables, fragments swept from the
floor, ash, leaves and roots and the like. Those originating from the
compound include leaves shed from trees, trampled feed remains,
larger domestic animal and chicken droppings and the like. These
wastes can be put into a compost pit or heap and be used as
fertilizer. A manual should be prepared and the communities
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trained to do this. Plastic bags and other plastic wastes should be
separated and kept. They should not be burnt as they are a health
hazard. If composting is not possible, any solid waste should be
covered and stowed away until it is taken away to the prescribed
spot for being burnt. But solid wastes that can rot away can be
buried in a hole in the ground and covered with soil. Dry solid
wastes can be burnt carefully in a hole in the ground so that the fire
will not go out of control and cause damage.
If wheel barrows that can be pushed by hand or carts that can be
drawn by animals are available, the work can be made easier.
However, since the daily production of solid wasted from a
homstead is likely to be small, human porterage will probably
suffice. In order to keep a settlement area clean and to keep
monitoring its cleanliness, it would be good to train from within the
community individuals that can train the whole community on
environmental hygiene. When seen as necessary, the whole
community can also carry out cleanliness campaigns.
6.4.2 Liquid Waste Recycling, Management and Disposal
Liquid waste originates from bathing, laundry and washing up
household ware. The water that flows out of a compound during
rains is also liquid waste. When the quantity of liquid waste
increases, so does the risk of water body contamination. Water that
is thus contaminated becomes dangerous and unusable. When
liquid waste forms pools, it acts as a breeding medium for disease
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vectors. Therefore, liquid waste from a settlement should be made
to flow away through a canal (or canals) into a seepage pit. The
construction of a seepage pit should be appropriate for the amount
of liquid waste and the type of soil. The pit is dug, and layers of
large stones, pebbles and sand put into it successively.
The liquid waste that comes out of a latrine and an animal pen is
best used as raw material for biogas or compost making.
6.4.3 Site Choice and Latrine Construction
If human waste produced in settlements is not appropriately
disposed, it is washed off by rain and pollutes water bodies. The
users of the water will then risk illness. Latrines should thus be
constructed and there should be no one without access to a latrine.
If possible, the latrines should be connected to digesters to produce
both biogas and slurry as organic fertilizer. As a minimum, they
should be connected to a compost pit and the human waste should
be used to produce compost. This will render the human waste
harmless and will produce organic fertilizer.
When a latrine site is chosen, care should be taken to prevent water
contamination. The spot should be one into which water does not
flow. It should not risk flooding. It should be 20-30 meters away
from any building. A latrine should be dug at least 30 meters away
from, and be positioned below, any well, spring, stream, pond or
other water body. The wind direction should be noted and the spot
26
should be far enough from any house so that the surrounding is
free from smell for at least 20-30 meters. The depth will depend on
the soil type, but it should not be deeper than 3-5 meters.
A latrine should be fitted with a ventilation tube to remove the
smell. The tube should be covered by a mesh. This will release the
oderous gases above human height while preventing flies from
coming down into the latrine.
6.4.4 Animal Pens and Feeding Places
The animal pen where they stay the night should be different from
their feeding place. Animal droppings, urine and trodden feed
remains should be collected daily and put into the compost pit or
pile. If biogas is being made the cattle droppings should be put into
the digestor.
6.4.5 The Handling and Use of Pesticides and Chemical Fertilizers
Even though it is desirable that farmers use pesticides to protect
crops and chemical fertilizers to increase production, inappropriate
handling and use can result in soil and water pollution. Human
health and life can also be endangered. To avoid these possibilities,
it is essential that regular expert advise be made available on the
handling and use of agrochemicals. Parallel with this, farmers
should be taught harm-free traditional technologies so that they
may be able to stop using dangerous chemicals.
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6.4.6 Protection of Water Bodies
It is a fact that all organisms need water to go on living. Care should
be taken to ensure that the water required for drinking, food
preparation and sanitation is in sufficient amount and clean.
Otherwise, damage to health from unclean water can be serious.
Water for various uses is obtained from wells, springs, streams,
ponds, or rain. When settlement sites are being selected, the
quantity and the quality of water that can be found should be an
important consideration.
6.4.7 The Siting of Water Wells
The following basic issues have to be considered when digging a
well. The surrounding area has to be clean. The well has to be far
from any solid or liquid waste. It has to be at least 30 meters away,
and uphill and never downhill from the nearest latrine. This is to
avoid the pollution of the well water.
6.4.8 Protecting a Spring
No latrine should be built, no waste should be disposed and no
animals should wander near a spring, and especially above it. The
spring should be protected all round by a wall so that no dirty
runoff may contaminate it directly or by percolating into the soil.
Trees and shrubs, especially Eucalyptus, should not be allowed to
grow near the spring. This is to protect it from drying up through
transpiration.
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6.4.9 The Management and Use of Stream Water
Stream water can easily be polluted by both solid and liquid wastes
as well as by the inappropriate use of pesticides and fertilizers. The
ecological balance of the stream will then be disturbed and it will
become harmful to humans and animals. But these problems can
be mitigated. The part of the stream from which household water
will be drawn can be protected. Bathing and laundry can be
restricted to parts downstream from it. Animals can drink far
enough further downstream from the laundry and bathing section
so that the steam can purify the water sufficiently. The use of
pesticides and chemical fertilizers in the vicinity of the stream have
to be supervised by experts. This will prevent pollution and will
reduce expenditure since the agrochemicals will be used
economically.
6.4.10 Protecting Pond Water
Since water comes into the pond from a relatively large catchment
area, the likelihood is high that pond water will be polluted.
Therefore, it becomes safer for human use if the water is percolated
through a bed of sand overlaying pebbles and made to flow into a
well for storage awaiting use. If the climate allows, it would help
purify the water if Moringa trees were planted and the seeds
pounded and mixed into the water and kept for a while before use.
6.4.11 Using Rain Water
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Rain water can be harvested from roofs and be directly used
provided that it is kept clean. The roof gutters and drain pipes may
have had dust and bird droppings and other kinds of dirt.
Therefore, it is essential to allow the rain water to wash them off
before starting to collect it.
6.4.12 Water Purification
When possible, the quality of water should be attested by experts
before using it starts. If its cleanliness is not certain, it should be
treated by experts with antibacterial agents. Such purification is
needed also after any repair work that might have contaminated the
water supply.
6.4.13 Primary Health Service
There should be a primary health care system to protect the
population, especially the settlers who are new to the area, from
new health problems and communicable diseases. It may be
necessary to spray against disease vectors and to use medicated
nets to make beds insect-proof before people sleep in them. It may
also be necessary to clean or drain areas where disease vectors
breed. All the members of the local community should be taught so
that they clearly appreciate the ways that HIV is transmitted and the
use and disposal of condoms to counter its spread.
7. Environmental Management Plan
30
This section summarizes in broad terms the issue to consider in
monitoring the effects of any action aimed at eliminating or reducing
the negative environmental impact of any settlement plan.
7.1 Impact Summary
An impact summary contains the main negative environmental and
social impacts anticipated to result from the implementation of a
planned activity.
7.2 Itemization of Steps of Mitigation
The steps to be taken to mitigate each negative impact anticipated
from the implementation of a planned activity have to be itemized.
7.3 Implementation Action Plan
An implementation Action Plan is prepared for the planned activity
and for the mitigation steps of each negative impact anticipated
from the activity. The action plan has to show in tables each step to
be taken, the responsible person for it, and the time it will take to
be accomplished.
7.4 Organization of Information and Presentation of
Reports
The Implementation Action Plan has to specify how information is
to be organized, managed and distributed. It has also to show the
conditions that make it necessary to submit reports in writing.
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7.5 Monitoring and Evaluation
It is best if the monitoring and evaluation of activities in a
settlement area is carried out by a committee whose members are
drawn from stakeholders. The main stakeholders that should be
represented in this committee are the settler community, the
receiving community, governmental institutions, farmers’
associations and district (kebele) offices. It would be appropriate if
this committee were to develop the monitoring system it will use
and to evaluate the effectiveness of the development and
environmental management activities every quarter or half year.
8. Relevant Legal and Policy Provisions
For ease of reference, the main relevant provisions of the Constitution
and the Environmental Policy of the Federal Democratic Republic of
Ethiopia are being reproduced here.
8.1 The Constitution
The Constitution of the Federal Democratic Republic of Ethiopia
has many provisions that can be used to contribute to the success of
the resettlement programme.
8.1.1 The Right to Property
8.1.1.1 Article 40 (1) Every Ethiopian citizen has the right to the
ownership of private property. Unless prescribed otherwise
by law on account of public interest, this right shall include
32
the right to acquire, to use and, in a manner compatible
with the rights of other citizens, to dispose of such property
by sale or bequest or to transfer it otherwise.
8.1.1.2 Article 40 (2) “Private property”, for the purpose of this
Article, shall mean any tangible or intangible product which
has value and is produced by the labour, creativity,
enterprise or capital of an individual citizen, associations
which enjoy juridical personality under the law, or in
appropriate circumstances, by communities specifically
empowered by law to own property in common.
8.1.1.3 Article 40 (3) The right to ownership of rural and urban
land, as well as of all natural resources, is exclusively vested
in the State and in the peoples of Ethiopia. Land is a
common property of the Nations, Nationalities and Peoples
of Ethiopia and shall not be subject to sale or to other means
of exchange.
8.1.1.4 Article 40 (4) Ethiopian peasants have right to obtain land
without payment and the protection against eviction from
their possession. The implementation of this provision shall
be specified by law.
8.1.1.5 Article 40 (5) Ethiopian pastoralists have the right to free
land for grazing and cultivation as well as the right not to be
displaced from their own lands. The implementation shall
be specified by law.
33
8.1.2 Rights to life, the Security of Person and Liberty (Article 14)
Every person has the inviolable and inalienable right to life, the
security of person and liberty.
8.1.3 Right to Life (Article 15)
Every person has the right to life. No person may be deprived of his
life except as a punishment for a serious criminal offence
determined by law.
8.1.4 Freedom of Religion, Belief and Opinion
8.1.4.1 Article 27 (1) Everyone has the right to freedom of thought,
conscience and religion. This right shall include the
freedom to hold or to adopt a religion or belief of his choice,
and the freedom, either individually or in community with
others, and in public or private, to manifest his religion or
belief in worship, observance, practice and teaching.
8.1.4.2 Article 27 (2) Without prejudice to the provisions of sub-
Article 2 of Article 90, [of the Constitution] believers may
establish institutions of religious education and
administration in order to propagate and organize their
religion.
8.1.4.3 Article 27 (3) No one shall be subject to coercion or other
means which would restrict or prevent his freedom to hold
a belief of his choice.
34
8.1.4.4 Article 27 (4) Parents and legal guardians have the right to
bring up their children ensuring their religious and moral
education in conformity with their own convictions.
8.1.4.5 Article 27 (5) Freedom to express or manifest one’s religion or
belief may be subject only to such limitations as are
prescribed by law and are necessary to protect public
safety, peace, health, education, public morality or the
fundamental rights and freedoms of others, and to ensure
the independence of the state from religion.
8.1.5 Right of Thought, Opinion and Expression
8.1.5.1 Article 29 (1) Everyone has the right to hold opinions
without interference.
8.1.5.2 Article 29 (2) Everyone has the right to freedom of
expression without any interference. This right shall
include freedom to seek, receive and impart information
and ideas of all kinds, regardless of frontiers, either orally,
in writing or in print, in the form of art, or through any
media of his choice.
8.1.6 Freedom of Association (Article 31)
Every person has the right to freedom of association for any cause
or purpose. Organizations formed, in violation of appropriate laws,
or to illegally subvert the constitutional order, or which promote
such activities are prohibited.
35
8.1.7 Freedom of Movement
8.1.7.1 Article 32 (1) Any Ethiopian or foreign national lawfully in
Ethiopia has, within the national territory, the right to
liberty of movement and freedom to choose his residence,
as well as the freedom to leave the country at any time he
wishes to.
8.1.7.2 Article 32 (2) Any Ethiopian national has the right to return to
his country.
8.1.8 Rights of Women
8.1.8.1 Article 35 (1) Women shall, in the enjoyment of rights and
protections provided for by this Constitution, have equal
right[s] with men.
8.1.8.2 Article 35 (2) Women have equal rights with men in
marriage as prescribed by this Constitution.
8.1.8.3 Article 35 (3) The historical legacy of inequality and
discrimination suffered by women in Ethiopia taken into
account, women, in order to remedy this legacy, are entitled
to affirmative measures. The purpose of such measures
shall be to provide special attention to women so as to
enable them [to] compete and participate on the basis of
equality with men in political, social and economic life as
well as in public and private institutions.
8.1.8.4 Article 35 (4) The State shall enforce the right of women to
eliminate the influences of harmful customs. Laws, customs
36
and practices that oppress or cause bodily or mental harm
to women are prohibited.
8.1.8.5 Article 35 (5) (a) Women have the right to maternity leave
with full pay. The duration of maternity leave shall be
determined by law taking into account the nature of the
work, the health of the mother and the well-being of the
child and family.
(b) Maternity leave may, in Accordance with the provisions
of law, include prenatal leave with full pay.
8.1.8.6 Article 35 (6) Women have the right to full consultation in
the formulation of national development policies, the
designing and execution of projects, and particularly in the
case of projects affecting the interests of women.
8.1.8.7 Article 35 (7) Women have the right to acquire, administer,
control, use and transfer property. In particular, they have
equal rights with me with respect to use, transfer,
administration and control of land. They shall also enjoy
equal treatment in the inheritance of property.
8.1.8.8 Article 35 (8) Women shall have a right to equality in
employment, promotion, pay, and the transfer of pension
entitlements.
8.1.8.9 Article 35 (9) To prevent harm arising from pregnancy and
childbirth and in order to safeguard their health, women
have the right of access to family planning education,
information and capacity.
37
8.1.9 Right of Access to Justice
8.1.9.1 Article 37 (1) Everyone has the right to bring a justiciable
matter to, and to obtain a decision or judgement by, a court
of law or any other competent body with judicial power.
8.1.9.2 Article 37 (2) The decision of judgement referred to under
sub-Article 1 of this Article [8.1.9.1] may also be sought by:
(a) Any association representing the Collective or
individual interest of its members; or
(b) Any group or person who is a member of, or represents
a group with similar interests.
8.1.10 Rights of Nations, Nationalities, and Peoples
8.1.10.1 Article 39 (2) Every Nation, Nationality and People in
Ethiopia has the right to speak, to write and to develop its
own language; to express, to develop and to promote its
culture; and to preserve its history.
8.1.10.2 Article 39 (3) Every Nation, Nationality and People in
Ethiopia has the right to a full measure of self-government
which includes the right to establish institutions of
government in the territory that it inhabits and to equitable
representation in state and Federal governments.
8.1.11 Economic, Social and Cultural Rights
38
8.1.11.1 Article 41 (1) Every Ethiopian has the right to engage freely
in economic activity and to pursue a livelihood of his choice
anywhere within the national territory.
8.1.11.2 Article 41 (2) Every Ethiopian has the right to choose his or
her means of livelihood, occupation and profession.
8.1.11.3 Article 41 (3) Every Ethiopian national has the right to equal
access to publicly funded social services.
8.1.11.4 Article 41 (4) The State has the obligation to allocate ever
increasing resources to provide to the public health,
education and other social services.
8.1.11.5 Article 41 (5) The State shall, within available means,
allocate resources to provide rehabilitation and assistance
to the physically and mentally disabled, the aged, and to
children who are left without parent or guardian.
8.1.11.6 Article 41 (6) The State shall pursue policies which aim to
expand job opportunities for the unemployed and the poor
and shall accordingly undertake programmes and public
works projects.
8.1.11.7 Article 41 (7) The State shall undertake all measures
necessary to increase opportunities for citizens to find
gainful employment.
8.1.11.8 Article 41 (8) Ethiopian farmers and pastoralists have the
right to receive fair prices for their precuts, that would lead
to improvement in their conditions of life and to enable
them to obtain an equitable share of the national wealth
39
commensurate with their contribution. This objective shall
guide the State in the formulation of economic, social and
development policies.
8.1.11.9 Article 41 (9) The State has the responsibility to protect and
preserve historical and cultural legacies, and to contribute
to the promotion of the arts and sport.
8.1.12 The Right to Development
8.1.12.1 Article 43 (1) The Peoples of Ethiopia as a whole, and each
Nation, Nationality and People in Ethiopia in particular
have the right to improved living standards and to
sustainable development.
8.1.12.2 Article 43 (2) Nationals have the right to participate in
national development and, in particular, to be consulted
with respect to polices and projects affecting their
community.
8.1.12.3 Article 43 (3) All international agreements and relations
concluded, established or conducted by the State shall
protect and ensure Ethiopia’s right to sustainable
development.
8.1.12.4 Article 43 (4) The basic aim of development activities shall
be to enhance the capacity of citizens for development and
to meet their basic needs.
8.1.13 Environmental Rights
40
8.1.13.1 Article 44 (1) All persons have the right to a clean and healthy
environment.
8.1.13.2 Article 44 (2) All persons who have been displaced or whose
livelihoods have been adversely affected as a result of State
programmes have the right to commensurate monetary or
alternative means of compensation, including relocation
with adequate State assistance.
8.2 Environmental Policy
The Environmental Policy of Ethiopia contains sections on soil
husbandry and sustainable agriculture; on forest, woodland and
tree resources; on genetic, species and ecosystem biodiversity; on
water resources; on cultural and natural heritage; as well as on
community participation. Following are the policy provisos given
under these main headings.
8.2.1 Soil Husbandry and Sustainable Agriculture
8.2.1.1 Article 3.1.a.To foster a feeling of assured, uninterrupted and
continuing access to the same land and natural resources on
the part of farmers and pastoralists so as to remove the
existing artificial constraints to the widespread adoption of,
and investment in, sustainable land management
technologies;
8.2.1.2 Article 3.1.c. To promote the use of appropriate organic
matter and nutrient management for improving soil
41
structure, nutrient status and microbiology in improving soil
conservation and land husbandry;
8.2.1.3 Article 3.1.d. To safeguard the integrity of the soil and to
protect its physical and biological properties, through
management practices for the production of crops and
livestock which pay particular attention to the proper balance
in amounts of chemical and organic fertilizers, including
green manures, farm yard manures and compost;
8.2.1.4 Article 3.1.e. To promote effective ground cover as one of the
most important factors in soil erosion control, taking
advantage of the wide range of sustainable agronomic,
pastoral and silvicultural approaches used in various areas of
Ethiopia as potentially flexible alternatives to mechanical soil
conservation systems;
8.2.1.5 Article 3.1.l. To institute the stall feeding of domesticated
animals through a combination of providing agricultural
residues, on-farm produced forage and fodder as well as the
cutting and carrying of grass and browse from meadows and
hillsides in order to encourage revegetation of grazing lands
and the reduction of soil erosion;
8.2.1.6 Article 3.1.m. To develop forestry on the farm, around the
homestead and on eroding and/or eroded hillsides in order to
increase the stock of trees for fuelwood, construction
material, implements and crafts, for forage and for other tree
products;
42
8.2.2 Forest, Woodland and Tree Resources
8.2.2.1 Article 3.2.a. To recognize the complementary roles of
communities, private entrepreneurs and the state in forestry
development;
8.2.2.2 Article 3.2.c. To ensure that forestry development strategies
integrate the development, management and conservation of
forest resources with those of land and water resources,
energy resources, ecosystems and genetic resources, as well
as with crop and livestock production;
8.2.2.3 Article 3.2.e. To assist the natural process of afforestation of
uncultivable areas by controlling felling and grazing and by
planting judiciously selected local species, as well as by other
affordable interventions.
8.2.2.4 Article 3.2.f. To adhere to the principle that "sustainable
forest management" is achieved when social acceptability and
economic viability have been achieved and the volume of
wood harvested in a given period is about equal to the net
growth that the forest is capable of generating;
8.2.2.5 Article 3.2.g. To pursue agricultural and other policies and
programmes that will reduce pressure on fragile woodland
resources and ecosystems;
8.2.2.6 Article 3.2.h. To promote changes in agricultural and natural
resource management systems which will limit the need for
free grazing of animals in protected forest areas.
43
8.2.2.7 Article 3.2.i. To find substitutes for construction and fuel
wood whenever capabilities and other conditions allow, in
order to reduce pressure on forests.
8.2.3 Genetic, Species and Ecosystem Biodiversity
8.2.3.1 Article 3.3.a. To promote in situ systems (i.e. conservation in
a nature reserve, farmer's fields, etc.) as the primary target
for conserving both wild and domesticated biological
diversity; but also promote ex situ systems (i.e. conservation
outside the original or natural habitat) in gene banks, farms,
botanical gardens, ranches and zoos as supplementary to in
situ conservation;
8.2.3.2 Article 3.3.b. To promote in situ conservation of crop and
domestic animal biological diversity as well as other human
made and managed ecosystems through the conscious
conservation of samples of such ecosystems, even when
change as a whole is taking place;
8.2.3.3 Article 3.3.f. To promote the involvement of local
communities inside and outside protected areas in the
planning and management of such areas;
8.2.3.4 Article 3.3.j. To ensure that park, forest and wildlife
conservation and management programmes which conserve
biological diversity on behalf of the country allow for a major
part of any economic benefits deriving therefrom to be
44
channelled to local communities affected by such
programmes;
8.2.3.5 Article 3.3.k. To recognize that certain animal and plant
species are vermin or pests or may be a reservoir of disease to
humans, crops and livestock, and to control them.
8.2.4 Water Resources
8.2.4.1 Article 3.4.b. To recognize that natural ecosystems,
particularly wetlands and upstream forests, are fundamental
in regulating water quality and quantity and to integrate their
rehabilitation and protection into the conservation,
development and management of water resources;
8.2.4.2 Article 3.4.c. To ensure that any proposed introduction of
exotic species into water ecosystems be subject to detailed
ecological studies and environmental impact assessment;
8.2.4.3 Article 3.4.d. To promote the protection of the interface
between water bodies and land (e.g. lake shores, river banks
and wetlands);
8.2.4.4 Article 3.4.f. To involve water resource users, particularly
women and animal herders, in the planning, design,
implementation and follow up in their localities of water
policies, programmes and projects so as to carry them out
without affecting the ecological balance;
8.2.4.5 Article 3.4.i. To promote, to the extent possible, viable
measures to artificially recharge ground and surface water
resources;
45
8.2.4.6 Article 3.4.j. To recycle waste water when it has been found to
be safe for health and the environment or when it has been
made safe without entailing high cost.
8.2.5 Cultural and Natural Heritage
8.2.5.1 Article 3.10.a. To promote the perception of heritage
conservation as part of, and integrated with, Ethiopia's
general social and economic development;
8.2.5.2 Article 3.10.b. To recognize that the country's heritage
conservation should not be seen as the responsibility of
government alone and to encourage communities to play a
leading role in assessing and nominating places or items of
heritage significance and in conserving them;
8.2.5.3 Article 3.10.d. To ensure that the environment of heritage
sites is so managed as to protect the landscape, the
monuments, and the artifacts or the fossils as the case may
be.
8.2.6 Community Participation and the Environment
8.2.6.1 Article 4.2.a. To ensure that all phases of environmental and
resource development and management, from project
conception to planning and implementation to monitoring
and evaluation are undertaken based on the decisions of the
resource users and managers;
8.2.6.2 Article 4.2.b. To reorient management professionals
employed in natural resource and environmental extension
46
programmes to embrace participatory development, and to
strengthen their communication skills so as to more
effectively disseminate both the results of scientific research
and the practical experience of local farmers;
8.2.6.3 Article 4.2.c. To develop effective methods of popular
participation in the planning and implementation of
environmental and resource use and management projects
and programmes;
8.2.6.4 Article 4.2.e. To authorize all levels of organization to raise
funds locally from the use of natural resources to fund the
development, management and sustainable use of those
resources;
8.2.6.5 Article 4.2.g. To ensure information flow among all levels of
organization including the Federal and Regional States and
the people at the grassroots level by developing a two way
mechanism for data collection and dissemination.
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Federal Democratic Republic of Ethiopia
Environmental Protection Authority
Guidelines for Social, Environmental and Ecological
Impact Assessment and Environmental Hygiene
in Settlement Areas
(Draft)
NOT FOR CITATION
This guidelines is still under development and shall be binding
after consensus is reached between the Environmental
Protection Authority and the Environmental Units of
Competent Sectoral Agencies
August 2004
Addis Ababa
Table of Content
Introduction...................................................................................................1
1. Aim..........................................................................................................2
2. Main Principles......................................................................................2
2.1 Voluntary and Informed Consultation..................................................................2
2.2 The Objective of Improving Life Sustainably......................................................3
2.3 Environmental Sustainability................................................................................3
2.4 Cooperation, Self-reliance and Cost-sharing........................................................4
2.5 Community-led Administration, Transparency and Responsibility.....................5
2.6 Improvement and Enrichment of Implementation through Action and
Experience............................................................................................................7
3. Essential Preconditions for a Settlement programme........................7
4. Action Needed to Ensure Sustainability..............................................8
4.1 Firewood Supply...................................................................................................9
4.2 Restoration of Vegetation Cover by Stopping Free range Grazing...........9
4.3 Forest and Park Protection....................................................................................9
4.4 Protection of River and Water Channel Banks...................................................10
4.5 Rehabilitation of Land Affected by Gullies........................................................10
4.6 The Conservation and Development of Crop and Animal Biodiversity.............10
4.7 The Discontinuation of the Use of Dangerous Chemicals..................................11
4.8 The Appropriate Use of Chemical Inputs...........................................................11
5. Sectors in which Capacity Building is Required for the
Implementation of the Settlement Programme................................11
6. Impact Assessment of a Settlement Programme..............................12
6.1 Social Issues........................................................................................................12
6.1.1 Human Population.....................................................................................12
6.1.2 Environmental Hygiene.............................................................................13
6.1.3 Gender Equity............................................................................................13
6.1.4 People's Participation.................................................................................14
6.1.5 Identification of Institutions......................................................................14
6.1.6 The Sustainable Development Bylaw of the Local Community...............15
6.1.7 Prevention of Conflict within the Community..........................................15
6.2 Economic Issues.................................................................................................16
6.2.1 Capacity Building......................................................................................16
6.2.2 Community Sustainable Development Fund.............................................17
6.3 Ecological Issues................................................................................................17
6.3.1 Criteria for Choosing Settlement Areas.....................................................18
6.3.2 Water Resources and Aquatic Resources..................................................18
6.3.3 Natural Scenic Sites...................................................................................19
6.3.4 Wood Demand and Supply........................................................................19
6.3.5 Forest Development...................................................................................19
6.3.6 Crop Production.........................................................................................19
6.3.7 Appropriate Use of Chemical Fertilizer and other Agrochemicals...........20
6.3.8 Domestic Animals.....................................................................................20
6.3.9 Energy Source............................................................................................20
6.3.10 Composting................................................................................................20
6.3.11 Alien Invasive Plants.................................................................................21
6.3.12 Forest Fires................................................................................................21
6.4 Environmental Hygiene......................................................................................22
6.4.1 Solid Waste Recycling, Stowage, Management and Disposal..................22
6.4.2 Liquid Waste Recycling, Management and Disposal................................23
6.4.3 Site Choice and Latrine Construction........................................................23
6.4.4 Animal Pens and Feeding Places...............................................................24
6.4.5 The Handling and Use of Pesticides and Chemical Fertilizers..................25
6.4.6 Protection of Water Bodies........................................................................25
6.4.7 The Siting of Water Wells.........................................................................25
6.4.8 Protecting a Spring....................................................................................26
6.4.9 The Management and Use of Stream Water..............................................26
6.4.10 Protecting Pond Water...............................................................................26
6.4.11 Using Rain Water......................................................................................27
6.4.12 Water Purification......................................................................................27
6.4.13 Primary Health Service.............................................................................27
7. Environmental Management Plan.....................................................28
7.1 Impact Summary.................................................................................................28
7.2 Itemization of Steps of Mitigation......................................................................28
7.3 Implementation Action Plan...............................................................................28
7.4 Organization of Information and Presentation of Reports..................................28
7.5 Monitoring and Evaluation.................................................................................29
8. Relevant Legal and Policy Provisions................................................29
8.1 The Constitution.................................................................................................29
8.1.1 The Right to Property................................................................................29
8.1.2 Rights to life, the Security of Person and Liberty (Article 14)..................31
8.1.3 Right to Life (Article 15)...........................................................................31
8.1.4 Freedom of Religion, Belief and Opinion.................................................31
8.1.5 Right of Thought, Opinion and Expression...............................................32
8.1.6 Freedom of Association (Article 31).........................................................32
8.1.7 Freedom of Movement..............................................................................32
8.1.8 Rights of Women.......................................................................................33
8.1.9 Right of Access to Justice..........................................................................34
8.1.10 Rights of Nations, Nationalities, and Peoples...........................................35
8.1.11 Economic, Social and Cultural Rights.......................................................35
8.1.12 The Right to Development.........................................................................36
8.1.13 Environmental Rights................................................................................37
8.2 Environmental Policy.........................................................................................37
8.2.1 Soil Husbandry and Sustainable Agriculture.............................................38
8.2.2 Forest, Woodland and Tree Resources......................................................39
8.2.3 Genetic, Species and Ecosystem Biodiversity...........................................40
8.2.4 Water Resources........................................................................................41
8.2.5 Cultural and Natural Heritage....................................................................42
8.2.6 Community Participation and the Environment........................................42
2
3
Introduction
The vegetation cover of our country has been empoverished; soil fertility
has decreased; soil erosion has not been contained and springs are drying
up. Because of these reasons, the population's capacity has been sapped.
Millions of our compatriots have gone hungry, have been forced to
migrate and have died. This has exacerbated environmental degradation.
Various national policies, strategies and programmes have been
formulated and are being implemented to counter the impact of recurrent
droughts and to bring about food sovereignty. One of the programmes is
that of giving people who are prone to exposure to serious problems of
survival the chance to resettle in better areas. This is to be based on their
own wish and initiative.
It is appropriate to try to bring about the sustainable development
envisaged by the settlers. Therefore, it is essential to predict any negative
impacts of the development activities that will take place in settlement
areas and correct them. It is, therefore, equally necessary to put in place a
social, economic and environmental impact assessment system to enable
the incorporation of corrections at the planning stage. This should be
supplemented by an audit system to make the implementation sensitive to
needed modifications. These guidelines for environmental, social and
economic impact assessment are aimed at doing that.
1
1. Aim
These guidelines aim at strengthening the positive impacts and
reducing to the minimum, and where possible eliminating, the
negative impacts of social and economic activities on environmental
well-being and human health in settlement areas.
2. Main Principles
Any development initiative planned for implementation in a
settlement area should adhere to the following principles starting at its
inception and going through to its planning and implementation
stages.
2.1 Voluntary and Informed Consultation
The implementation of a settlement programme should be planned
through a consultation process involving both settlers and receiving
communities. There should be transparent, detailed and all-
inclusive discussions among the settlers, receiving communities
and others concerned. The participation of all concerned in the
planning, implementation and monitoring and control of the
economic and social development activities helps maximize
possible options as well as choose the most effective among those
options. For this participation to be effective, all sides have to
obtain in advance accurate information and analysis concerning
2
the settlers, the recipient communities and the status of the natural
resources of the settlement areas.
2.2 The Objective of Improving Life Sustainably
The action taken in a settlement area should free citizens from
dependency on aid caused by human induced environmental
deterioration or by drought so that they may maintain themselves
sustainably through their own efforts. This makes it essential to
implement plans that spring from the communities themselves and
are in harmony with the ecosystem dynamics as well as being
consistent with the national vision of development. Therefore, all
plans should incorporate the requisite environmental
considerations. The action for environmental protection should be
planned and implemented in such a way as to create economic
capacity. For this to be possible, the capacity of the local
administration, and especially that of the settlers, to plan and
implement should be developed. However, this capacity should be
built on the endogenous initiative of the local community itself and
should not be imposed from outside.
2.3 Environmental Sustainability
The economic and social development activities carried out in a
settlement area should be based on a coherent environmental
3
management plan that enhances the quality of the environment
and maximizes its productivity sustainably. Special care and
protection must be given to fragile natural and human made
environments that can be easily damaged or destroyed and cannot
be easily replaced. Therefore, consultations should be carried out
on the environmental, economic, social and cultural impacts of any
activity aimed at implementing the settlement programme. This is a
necessary precondition for precaution. Similarly, a utilization and
management plan of the area should be prepared based on the
environmental audit of any activity being undertaken to implement
the settlement programme.
2.4 Cooperation, Self-reliance and Cost-sharing
The implementation of a settlement programme should involve the
settlers, the receiving local community, governmental and other
actors in a cooperative and mutually supportive interaction. It
should first use the development potential of the settler community.
It is more important to realize that it is the settlers that can, and
have the prime responsibility to, put in place all requirements for
living rather than insisting that all the requirements be already
ready before the settlement programme starts being implemented.
The Settlement programme should foster self-reliance and
eliminate the spirit of dependency. Great care should be taken not
to present the settlement process as a welfare programme based on
4
endless largesse. It should be viewed as an outcome of the
settlers’own efforts with help being only temporary and only
aimed at enabling self-reliance. Therefore, the settlers should
provide the labour needed to collect the materials that can be found
locally and should reduce the cost of implementation and thus
clearly fulfill their cost-sharing responsibility.
2.5 Community-led Administration, Transparency and
Responsibility
A part of a population the members of which are found in a distinct
area, believe that they have a common heritage, are bound together
by the same language and customs, and, in general, by a common
culture, constitutes a community. We call the members that live in
a specified part of the area occupied by a community a local
community.
Paragraph 3 of Article 39 of the Constitution [Refer to Section
8.1.10.3] gives the complete right of self-administration to every
community. Therefore, it is appropriate that members of a
community organize themselves to bring about their own
sustainable development and to care for the wellbeing of their
environment. The factors that determine sustainable development
and environmental management vary from place to place. The
organization of the community also thus needs to vary its nature
5
from place to place. This makes the organization of a local
community the functional unit of the community. It also makes the
bylaws for the self-administration of a local community the main
instrument for enforcing the right of a community to self-
administration. So long as no provisions of the Constitution or any
other law are not contravened during formulation or enforcement,
therefore, local community bylaws for self-administration enable
the community to collectively promote the realization of its right to
use, write and develop its language; to express, develop and expand
its culture; as well as to expound its history.
Local community bylaws for self-administration enable the forging
of cooperation based on common interest between neighboring
local communities or between settler and receiving local
communities. They also help develop and apply new and
constructive amalgams of culture and traditions for unified action.
Article 37 of the Constitution [Refer to Section 8.1.9] empowers any
association to seek justice from any legally constituted judiciary so
as to protect the private or collective interests of its membership.
Article 31 of the Constitution [Refer to Section 8.1.6] gives the right
to any component of the population to organize itself to achieve any
common objective so long as it is within the law. Therefore, it is
appropriate that local community to organizes itself and uses the
rights given to associations to enforce the rights of the community
of which it is a part.
6
For these reasons, the capacities of local communities should be
developed to use their rights to become the leading actors in their
own affairs and thus to manage their own environments according
to systems of their own making based on the national vision.
Settlers and the receiving local community that live together in a
locality should thus manage their daily environmental, social and
economic life together as a reconstituted local community through
a system they themselves have created, led by their own
representatives elected by them. This should be achieved through
combining the useful elements of the local community's customary
practices or through the local community itself formulating a new
set of bylaws and having them written. The written local
community bylaws should then be given recognition at, and their
enforcement supported by, all levels of governance.
This process makes transparency and answerability essential
characteristics of the formulation and implementation of any action
plan of the settlement programme. The implementation of
settlement activities and the sustainability of development plans
should be clearly visible to both the settlers and the receiving local
community. Any individual who commits a crime should be
subjected to the law; and the law should consist of both those
enactments that have been issued nationally and the local
community's bylaws.
7
2.6 Improvement and Enrichment of Implementation
through Action and Experience
The settlement programme should be enriched and improved using
knowledge gained through implementation, monitoring and
control. The implementation should vary according to what the
diversity in time and space calls for. For this reason, resettlement
should not take place in one go but should rather be initiated by
family or local community representatives and, upon evaluation
and realization of its effectiveness, the accumulated positive
experience can be used to develop a strategy for a more extensive
implementation.
3. Essential Preconditions for a Settlement programme
The following are issues that require attention for the success of the
implementation of the settlement programme.
3.1 Prepare both settler and receiving local communities
psychologically so that they can join together and support each
other for their common good;
3.2 Facilitate an exploratory visit of the settlement area by
representatives of settler individuals or local communities and their
consent to be resettled;
3.3 Inform each settler of the size of the land she/he will use and of the
security of the access she/he will be granted to that land;
8
3.4 Facilitate the formulation and implementation of land use plans
and environmental management through the local community's
own initiative and direct participation, as well as the resolution in a
similar manner of conflicts that may arise from land use;
3.5 Ensure that any plan that is formulated to improve infrastructure
and economic services is implementable;
3.6 Provide incentives for the development in each village of sectors of
employment that reduce pressure from land and sustainably
enhance the economic capacity of the local community;
3.7 Ensure in advance that any support given to a local community
because it is indispensable at the initial stage in the settlement
process, far from fostering dependency, enables it to become self
reliant;
4. Action Needed to Ensure Sustainability
The empoverishment of vegetation cover and the consequent soil
erosion by water and wind in and around each village can be avoided
through helping the village community organize itself, raise its
awareness and build its capacity to take the cooperative action it
believes in. The reduction in the empoverishment of vegetation cover
and soil erosion following increased capacity for action also eases the
problem of reducing water availability. Therefore, activities aimed at
enhancing the environmental quality of a settlement area could focus
on the following issues. These activities need to be carried out in
conjunction with those given under the headings of soil 9husbandry
9
and sustainable agriculture, forest and tree resources, water resources,
genetic, species and ecosystem biodiversity, cultural and natural
heritage and community participation and the environment in Annex 2
to this document.
4.1 Firewood Supply
A major improvement in vegetation cover will take place if each
farmer were to plant trees for firewood to be used at home and sold
in the market.
4.2 Restoration of Vegetation Cover by Stopping Free range
Grazing
If either each farmer or the community as a whole were to keep
domestic animals in a defined area and each farmer were to cut and
carry feed for his/her animals, the vegetation cover of the land
would be restored in a one-, two- or three- year time.
4.3 Forest and Park Protection
In order to protect existing forests and parks, consultations should
be carried out involving all concerned starting from the village to
the Regional administration to demarcate areas for protection by
each village or district (kebele). This will make it possible to protect
biodiversity found outside national forests and parks.
4.4 Protection of River and Water Channel Banks
10
In order to develop a system of protecting the banks of rivers,
streams and other water channels based on the wish of the
community, consultations should be carried out based on
knowledge and information which is as complete as possible. If the
local community 's wish is then enshrined in its bylaws and these
are enforced, the protection will become sustainable.
4.5 Rehabilitation of Land Affected by Gullies
Water flow should be prevented from gullying the land. To achieve
this, it is necessary to conduct field visits, consult with local
communities, terrace the whole country and especially ensure that
the consultations to this effect are carried out everywhere where
the land is uneven.
4.6 The Conservation and Development of Crop and
Animal Biodiversity
Consultations should take place within each local community to
develop systems of conserving each crop variety and animal breed.
New ideas in conservation can be introduced during these
consultations. These varieties and breeds and other interventions
consciously put in place can be used to improve soil fertility.
Chemical fertilizer could be included judiciously. The whole
combination can generate recipes for a sustainable soil fertility
increase. The biodiversity can then provide varieties and breeds
11
that are appropriate for the increased soil fertility and thus increase
production.
4.7 The Discontinuation of the Use of Dangerous
Chemicals
In cooperation with international organizations mandated to
protect the environment, we should discontinue through
substitution the use of dangerous pesticides that poison the
environment, e.g. DDT.
4.8 The Appropriate Use of Chemical Inputs
To prevent water and soil contamination with the increased use of
chemical fertilizer and pesticides, regular monitoring is required.
This should be followed by the development of appropriate
protective strategies and laws and their implementation and
enforcement.
5. Sectors in which Capacity Building is Required for the
Implementation of the Settlement Programme
The capacity building required for the implementation of the
Settlement Programme is likely to be in the following areas:
5.1 Matching the human resources with the natural resources
available;
5.2 Hygienic water availability and liquid waste disposal service;
5.3 Public health and family planning service;
12
5.4 Education and training;
5.5 Credit facilities;
5.6 The creation of alternative employment;
5.7 Provision of energy resources;
5.8 Disaster early warning and preparedness system;
5.9 The planning, implementation and monitoring of environmental
management.
6. Impact Assessment of a Settlement Programme
An impact assessment needs to be carried out on the planned activities
aimed at implementing the settlement programme in order to predict
their positive and negative impacts on the environment, and on social
and economic conditions so as to strengthen the positive and, when
possible avoid (or at least minimize) the negative consequences. An
impact statement is then prepared based on the assessment. The
statement may be compiled under the following headings:
6.1 Social Issues
A new settlement area is usually not devoid of people; the local
community that has been in the area will continue in that area.
Therefore, there will be some social issues that affect the settlers and
the receiving community differently and others that affect them both
similarly. Even the settlers will usually have come from diverse local
communities. Therefore, settlement areas cannot be taken as socially
13
homogenous. This makes social issues play critical roles in settlement
areas.
6.1.1 Human Population
It is essential to plan the implementation so as to keep the size of
the human population within the carrying capacity of the
environment. As a first step, the population should be categorized
into groups of similar condition. This will enable the identification
of the existing labour force and those that require assistance. This
will in turn enable the planning of alternative employment. The
categories could thus show population size, age, gender, family
status, the number that needs aid, immigration, educational status,
geographic distribution in the settlement area etc.
6.1.2 Environmental Hygiene
Factors that reduce health should be removed, environmental
hygiene should be maintained and health services should be made
available so as to improve the health of the population. Traditional
systems of health care should be strengthened. This will require
organizing local communities and individuals that have traditional
medical knowledge. This will help conserve biodiversity, save
foreign currency and expand health services using existing
economic capacity. Parallel to this, modern health facilities should
be created and strengthened. Special attention should be paid to
HIV/AIDs, especially in the 15-34 year-old age group, under
nutrition and malnutrition, communicable diseases including
14
malaria, venereal diseases, and ailments associated with pesticide
use, the handling and use of chemical fertilizers, the use of
containers that had chemicals in them and the handling and use of
agricultural implements.
6.1.3 Gender Equity
Any attempt at development should aim at equal access to men and
women. Various cultures view women as inferior. This has to
change. Some of the issues that must be considered in bringing
about gender equity include the division of labour between the
sexes especially in the homestead, access to natural resources
based on gender equality, women's participation in the society and
in environmental management, family planning, HIV/AIDs, the
types and capacities of women's organizations in the area, the
creation and strengthening of programmes and projects for
strengthening women's capacities.
6.1.4 People's Participation
Participation is decisive for the success or failure of any planning
and implementation. When planning the implementation of a
settlement programme, the participation of all stakeholders that
can contribute knowledge or experience, including farmers, civil
servants, employees of non-governmental organizations, various
experts, traders and renouned individuals, will help ensure success.
6.1.5 Identification of Institutions
15
There are both formal and informal institution in any community.
Enlisting the support of these institutions in the planning and
execution of the implementation of the development programme of
the settlement area is essential. The main institutions that require
attention include government institutions, professional
associations, religious organizations, district ( kebele) offices,
farmers’ associations, and non-governmental organizations. After
these organizations have been identified, agreement should be
made with each of them as to what activities they will carry out and
what they will monitor.
6.1.6 The Sustainable Development Bylaw of the Local Community
Local communities need to care for their communal natural
resources and take development action that concerns them all
collectively. Among the activities that require collective action, the
main ones include soil and water conservation, the management of
community grazing land, the management of community areas
closed off to grazing for cutting and carrying forage and for
producing wood; the management of protected forests and parks;
water development; compost preparation; rehabilitating gullies;
protecting and reforesting hillsides; recognizing individuals with
outstanding contributions to managing and using private or
community holdings etc. Bylaws are needed to give legal basis for
collective decisions to coordinate action in these areas, to create a
16
system of community-wide monitoring and evaluation of action
taken, to raise financial resources for community use, and to
withstand droughts cooperatively. These bylaws should be given
legal recognition and their enforcement supported at the district
( kebele) level and above. For this to be possible, the bylaws must be
consistent with national law.
6.1.7 Prevention of Conflict within the Community
Conflicts can arise from the use of natural resources, cultural
diversity, differences in religion or other social relations. It is
preferable to anticipate and prevent such conflicts by removing
their causes. It is thus advisable to give priority to traditional
systems of conflict resolution.
6.2 Economic Issues
The settler should be given sufficient information to enable her/him
to decide on what economic activity to focus upon to increase
income. However, the initial focus will have to be on sectors that
can absorb large numbers of people but can also enhance
environmental management.
6.2.1 Capacity Building
It is useful to create a consultation forum for analysing the impacts
of the implementation plan of a settlement programme. Experts
and other stakeholders that can help look for corrective measures
17
for the negative impacts should participate in the consultations.
Following the expression of the wish of the local community, it will
be appropriate to correct the negative impacts including through
the provision of technical assistance.
Among the issues that may need technical assistance are the
provision of essential implements, produce storage technologies,
training identified by the local community as required, marketing
and credit services, renewable energy supply (e.g biogas, solar,
hydropower), water supply for human and animal use as well as for
irrigation and sanitation, latrine construction, solid waste stowage,
the recycling of solid and liquid wastes hygienically and their
disposal when deemed necessary, access to health service
institutions (hospital, health centre, health station, pharmacy,etc.),
educational institutions, and communication facilities (telephone,
post office).
6.2.2 Community Sustainable Development Fund
It would be very helpful to establish a Community Sustainable
Development Fund to strengthen the economic capacity of the local
community in the settlement area. The primary source of finance
for this Fund will be the settler and receiving communities
themselves. However, the Fund may also obtain contributions both
from within the country and from abroad. The Community
Sustainable Development Fund will create in the community the
18
ability to withstand unexpected difficulties. But it will especially
enable it to plan and undertaken activities essential for sustainable
development which will not produce results in the short run.
Among the activities that can benefit from the Community
Sustainable Fund, the following can be given as examples: to
develop a sustainable animal feed source, to fortify and protect
springs, to protect and devolope slopes, to rehabilitate gullied
areas, to protect denuded areas from animal and human impact
and thus rehabilitate them, to provide credit services to members,
to make agricultural inputs available to members, to undertake
other development activities, to prepare and take agricultural
produce to the market.
6.3 Ecological Issues
The receiving local community in a settlement area will have been
having its own ecological impact on the area. The incoming settlers
are bound to exacerbate these impacts. They may even produce
totally new impacts. Therefore, ecological considerations play a
critical role in the sustainability of the settlement.
6.3.1 Criteria for Choosing Settlement Areas
The following criteria should be considered when selecting a
settlement area:
6.3.1.1 The fertility of the soil;
19
6.3.1.2 The capacity of the area to support the receiving
community and the settlers, together with expected
increase from population growth, materially and
socially in the next 10 years;
6.3.1.3 Adequacy of rainfall or water resource;
6.3.1.4 Availability of land for grazing or forage production;
6.3.1.5 Availability or potential for production of energy and
construction materials;
6.3.1.6 Absence of any novel negative effects on humans,
domestic animals or corps that the settlers are not
familiar with;
6.3.1.7 The potential to rehabilitate the environment in the
event of damage;
6.3.1.8 Safety from flooding, earthquakes, and landslides.
6.3.2 Water Resources and Aquatic Resources
Because water bodies, including rivers, lakes and marshes, have
ecological, economic, social and cultural values, they have to be
appropriately protected and used. Likewise, aquatic resources, e.g.
fish, papyrus, have economic, cultural and ecological uses. But they
can be easily destroyed. Therefore, they should be handled with
care. A manual to help in their use should be prepared and
appropriate training should be given to the users.
6.3.3 Natural Scenic Sites
20
Naturally scenic sites may attract tourists and create employment
for members of the local community. A manual should be prepared
to help in their protection especially from pollution associated
tourism, and appropriate training should be given to the local
community.
6.3.4 Wood Demand and Supply
So as to protect forests from decimation and tree biodiversity from
elimination, each family should plant the trees it needs for
firewood, construction and the market around the homstead or in
plots set aside for it for the purpose.
6.3.5 Forest Development
Community forest development should take place in slopes and
other areas not suitable for agriculture. This will help maintain
ecological balance while providing animal feed and wood for fuel
and construction and thus also yield income for the local
community. Even if the whole area turns out to be suitable for crop
cultivation, a part of it should be delimited and protected for
afforestation. This will help maintain its ecological balance and
increase the productivity of the whole area.
6.3.6 Crop Production
A system of environmental management that protects the soil from
fertility loss should be instituted in each settlement area.
Specifically, the settlers and the receiving community members
21
individually or in groups should collect biomass and prepare
compost to raise and maintain soil fertility.
6.3.7 Appropriate Use of Chemical Fertilizer and other Agrochemicals
When settlers and the receiving community use chemical fertilizer
to increase their production, care should be taken so as to use the
fertilizer appropriate for the soil and prevent disturbance of the
ecological balance of the area as well as damage downstream to
aquatic biological resources from the fertilizer washed off from the
fields. Some agrochemicals, e.g. pesticides, kill living things and
they should thus be used only with great care.
6.3.8 Domestic Animals
The farmers and pastoralists of our country feed their domestic
animals by letting them graze freely in natural grasslands.
Overgrazing prevents the grass from growing. This causes
ecological instability. Therefore, it is essential to help them develop
the culture of keeping their animals tethered or free only in
restricted areas and feed them by cutting and carrying fodder. This
will often require the deliberate production of forage crops.
6.3.9 Energy Source
It would be more economically cost-effective to use animal (cattle,
sheep, goats, camels) droppings to produce biogas in a digester, use
the biogas for fuel and the slurry for fertilizer than to burn dried
animal dung.
22
6.3.10 Composting
The settlers and receiving community should be helped to develop
the skill to make compost out of household organic waste,
byproducts of home brewed beer, animal urine and droppings,
trampled feed remains, other agricultural waste, weeds and other
herbs and leaver and apply it in their fields. This would free them
from the need to buy chemical fertilizer to raise their agricultural
production. It would also help protect water from pollution and
maintain environmental hygiene and the ecological balance of the
area. It is essential to prepare a composting manual and to use it to
train the local communities. An organization called the Institute for
Sustainable Development has already prepared such a manual. The
usefulness of compost would be more quickly and more widely
known in the country if composting were offered in farmer training
schools as a regular subject.
6.3.11 Alien Invasive Plants
Care should be taken to prevent useless, or even more so harmful,
alien invasive plants from being brought into the settlement areas
by the settlers and causing harm through invading grazing areas,
forage production areas, protected areas, water bodies, marshes
etc. If a plant species becomes perceived as invasive, its usefulness
and harm should be compared and, it found harmful, it should be
destroyed through concerted campaigns.
23
6.3.12 Forest Fires
Fires lit to rid grazing grounds of ticks as well as to remove silicified
grass so as to encourage palatable young growth should be carefully
controlled so that they do not get out of control and cause
unintended forest damage. If the grass is cut for hay before it is
silicified, the problem will be solved. Grass species that cannot be
made into hay can be uprooted when still small and deliberately
replaced by appropriate species.
6.4 Environmental Hygiene
Issues that require attention to spare settlers and receiving
communities from diseases and to protect the environment when
settlers go into a new areas are detailed as follows.
6.4.1 Solid Waste Recycling, Stowage, Management and Disposal
The solid waste that originates from the home and the compound
has to be recycled when possible, and otherwise be disposed
without affecting human health and without polluting ground or
surface water. Solid wastes originating from the home consists of
peels and bits of fruits and vegetables, fragments swept from the
floor, ash, leaves and roots and the like. Those originating from the
compound include leaves shed from trees, trampled feed remains,
larger domestic animal and chicken droppings and the like. These
wastes can be put into a compost pit or heap and be used as
fertilizer. A manual should be prepared and the communities
24
trained to do this. Plastic bags and other plastic wastes should be
separated and kept. They should not be burnt as they are a health
hazard. If composting is not possible, any solid waste should be
covered and stowed away until it is taken away to the prescribed
spot for being burnt. But solid wastes that can rot away can be
buried in a hole in the ground and covered with soil. Dry solid
wastes can be burnt carefully in a hole in the ground so that the fire
will not go out of control and cause damage.
If wheel barrows that can be pushed by hand or carts that can be
drawn by animals are available, the work can be made easier.
However, since the daily production of solid wasted from a
homstead is likely to be small, human porterage will probably
suffice. In order to keep a settlement area clean and to keep
monitoring its cleanliness, it would be good to train from within the
community individuals that can train the whole community on
environmental hygiene. When seen as necessary, the whole
community can also carry out cleanliness campaigns.
6.4.2 Liquid Waste Recycling, Management and Disposal
Liquid waste originates from bathing, laundry and washing up
household ware. The water that flows out of a compound during
rains is also liquid waste. When the quantity of liquid waste
increases, so does the risk of water body contamination. Water that
is thus contaminated becomes dangerous and unusable. When
liquid waste forms pools, it acts as a breeding medium for disease
25
vectors. Therefore, liquid waste from a settlement should be made
to flow away through a canal (or canals) into a seepage pit. The
construction of a seepage pit should be appropriate for the amount
of liquid waste and the type of soil. The pit is dug, and layers of
large stones, pebbles and sand put into it successively.
The liquid waste that comes out of a latrine and an animal pen is
best used as raw material for biogas or compost making.
6.4.3 Site Choice and Latrine Construction
If human waste produced in settlements is not appropriately
disposed, it is washed off by rain and pollutes water bodies. The
users of the water will then risk illness. Latrines should thus be
constructed and there should be no one without access to a latrine.
If possible, the latrines should be connected to digesters to produce
both biogas and slurry as organic fertilizer. As a minimum, they
should be connected to a compost pit and the human waste should
be used to produce compost. This will render the human waste
harmless and will produce organic fertilizer.
When a latrine site is chosen, care should be taken to prevent water
contamination. The spot should be one into which water does not
flow. It should not risk flooding. It should be 20-30 meters away
from any building. A latrine should be dug at least 30 meters away
from, and be positioned below, any well, spring, stream, pond or
other water body. The wind direction should be noted and the spot
26
should be far enough from any house so that the surrounding is
free from smell for at least 20-30 meters. The depth will depend on
the soil type, but it should not be deeper than 3-5 meters.
A latrine should be fitted with a ventilation tube to remove the
smell. The tube should be covered by a mesh. This will release the
oderous gases above human height while preventing flies from
coming down into the latrine.
6.4.4 Animal Pens and Feeding Places
The animal pen where they stay the night should be different from
their feeding place. Animal droppings, urine and trodden feed
remains should be collected daily and put into the compost pit or
pile. If biogas is being made the cattle droppings should be put into
the digestor.
6.4.5 The Handling and Use of Pesticides and Chemical Fertilizers
Even though it is desirable that farmers use pesticides to protect
crops and chemical fertilizers to increase production, inappropriate
handling and use can result in soil and water pollution. Human
health and life can also be endangered. To avoid these possibilities,
it is essential that regular expert advise be made available on the
handling and use of agrochemicals. Parallel with this, farmers
should be taught harm-free traditional technologies so that they
may be able to stop using dangerous chemicals.
27
6.4.6 Protection of Water Bodies
It is a fact that all organisms need water to go on living. Care should
be taken to ensure that the water required for drinking, food
preparation and sanitation is in sufficient amount and clean.
Otherwise, damage to health from unclean water can be serious.
Water for various uses is obtained from wells, springs, streams,
ponds, or rain. When settlement sites are being selected, the
quantity and the quality of water that can be found should be an
important consideration.
6.4.7 The Siting of Water Wells
The following basic issues have to be considered when digging a
well. The surrounding area has to be clean. The well has to be far
from any solid or liquid waste. It has to be at least 30 meters away,
and uphill and never downhill from the nearest latrine. This is to
avoid the pollution of the well water.
6.4.8 Protecting a Spring
No latrine should be built, no waste should be disposed and no
animals should wander near a spring, and especially above it. The
spring should be protected all round by a wall so that no dirty
runoff may contaminate it directly or by percolating into the soil.
Trees and shrubs, especially Eucalyptus, should not be allowed to
grow near the spring. This is to protect it from drying up through
transpiration.
28
6.4.9 The Management and Use of Stream Water
Stream water can easily be polluted by both solid and liquid wastes
as well as by the inappropriate use of pesticides and fertilizers. The
ecological balance of the stream will then be disturbed and it will
become harmful to humans and animals. But these problems can
be mitigated. The part of the stream from which household water
will be drawn can be protected. Bathing and laundry can be
restricted to parts downstream from it. Animals can drink far
enough further downstream from the laundry and bathing section
so that the steam can purify the water sufficiently. The use of
pesticides and chemical fertilizers in the vicinity of the stream have
to be supervised by experts. This will prevent pollution and will
reduce expenditure since the agrochemicals will be used
economically.
6.4.10 Protecting Pond Water
Since water comes into the pond from a relatively large catchment
area, the likelihood is high that pond water will be polluted.
Therefore, it becomes safer for human use if the water is percolated
through a bed of sand overlaying pebbles and made to flow into a
well for storage awaiting use. If the climate allows, it would help
purify the water if Moringa trees were planted and the seeds
pounded and mixed into the water and kept for a while before use.
6.4.11 Using Rain Water
29
Rain water can be harvested from roofs and be directly used
provided that it is kept clean. The roof gutters and drain pipes may
have had dust and bird droppings and other kinds of dirt.
Therefore, it is essential to allow the rain water to wash them off
before starting to collect it.
6.4.12 Water Purification
When possible, the quality of water should be attested by experts
before using it starts. If its cleanliness is not certain, it should be
treated by experts with antibacterial agents. Such purification is
needed also after any repair work that might have contaminated the
water supply.
6.4.13 Primary Health Service
There should be a primary health care system to protect the
population, especially the settlers who are new to the area, from
new health problems and communicable diseases. It may be
necessary to spray against disease vectors and to use medicated
nets to make beds insect-proof before people sleep in them. It may
also be necessary to clean or drain areas where disease vectors
breed. All the members of the local community should be taught so
that they clearly appreciate the ways that HIV is transmitted and the
use and disposal of condoms to counter its spread.
7. Environmental Management Plan
30
This section summarizes in broad terms the issue to consider in
monitoring the effects of any action aimed at eliminating or reducing
the negative environmental impact of any settlement plan.
7.1 Impact Summary
An impact summary contains the main negative environmental and
social impacts anticipated to result from the implementation of a
planned activity.
7.2 Itemization of Steps of Mitigation
The steps to be taken to mitigate each negative impact anticipated
from the implementation of a planned activity have to be itemized.
7.3 Implementation Action Plan
An implementation Action Plan is prepared for the planned activity
and for the mitigation steps of each negative impact anticipated
from the activity. The action plan has to show in tables each step to
be taken, the responsible person for it, and the time it will take to
be accomplished.
7.4 Organization of Information and Presentation of
Reports
The Implementation Action Plan has to specify how information is
to be organized, managed and distributed. It has also to show the
conditions that make it necessary to submit reports in writing.
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7.5 Monitoring and Evaluation
It is best if the monitoring and evaluation of activities in a
settlement area is carried out by a committee whose members are
drawn from stakeholders. The main stakeholders that should be
represented in this committee are the settler community, the
receiving community, governmental institutions, farmers’
associations and district (kebele) offices. It would be appropriate if
this committee were to develop the monitoring system it will use
and to evaluate the effectiveness of the development and
environmental management activities every quarter or half year.
8. Relevant Legal and Policy Provisions
For ease of reference, the main relevant provisions of the Constitution
and the Environmental Policy of the Federal Democratic Republic of
Ethiopia are being reproduced here.
8.1 The Constitution
The Constitution of the Federal Democratic Republic of Ethiopia
has many provisions that can be used to contribute to the success of
the resettlement programme.
8.1.1 The Right to Property
8.1.1.1 Article 40 (1) Every Ethiopian citizen has the right to the
ownership of private property. Unless prescribed otherwise
by law on account of public interest, this right shall include
32
the right to acquire, to use and, in a manner compatible
with the rights of other citizens, to dispose of such property
by sale or bequest or to transfer it otherwise.
8.1.1.2 Article 40 (2) “Private property”, for the purpose of this
Article, shall mean any tangible or intangible product which
has value and is produced by the labour, creativity,
enterprise or capital of an individual citizen, associations
which enjoy juridical personality under the law, or in
appropriate circumstances, by communities specifically
empowered by law to own property in common.
8.1.1.3 Article 40 (3) The right to ownership of rural and urban
land, as well as of all natural resources, is exclusively vested
in the State and in the peoples of Ethiopia. Land is a
common property of the Nations, Nationalities and Peoples
of Ethiopia and shall not be subject to sale or to other means
of exchange.
8.1.1.4 Article 40 (4) Ethiopian peasants have right to obtain land
without payment and the protection against eviction from
their possession. The implementation of this provision shall
be specified by law.
8.1.1.5 Article 40 (5) Ethiopian pastoralists have the right to free
land for grazing and cultivation as well as the right not to be
displaced from their own lands. The implementation shall
be specified by law.
33
8.1.2 Rights to life, the Security of Person and Liberty (Article 14)
Every person has the inviolable and inalienable right to life, the
security of person and liberty.
8.1.3 Right to Life (Article 15)
Every person has the right to life. No person may be deprived of his
life except as a punishment for a serious criminal offence
determined by law.
8.1.4 Freedom of Religion, Belief and Opinion
8.1.4.1 Article 27 (1) Everyone has the right to freedom of thought,
conscience and religion. This right shall include the
freedom to hold or to adopt a religion or belief of his choice,
and the freedom, either individually or in community with
others, and in public or private, to manifest his religion or
belief in worship, observance, practice and teaching.
8.1.4.2 Article 27 (2) Without prejudice to the provisions of sub-
Article 2 of Article 90, [of the Constitution] believers may
establish institutions of religious education and
administration in order to propagate and organize their
religion.
8.1.4.3 Article 27 (3) No one shall be subject to coercion or other
means which would restrict or prevent his freedom to hold
a belief of his choice.
34
8.1.4.4 Article 27 (4) Parents and legal guardians have the right to
bring up their children ensuring their religious and moral
education in conformity with their own convictions.
8.1.4.5 Article 27 (5) Freedom to express or manifest one’s religion or
belief may be subject only to such limitations as are
prescribed by law and are necessary to protect public
safety, peace, health, education, public morality or the
fundamental rights and freedoms of others, and to ensure
the independence of the state from religion.
8.1.5 Right of Thought, Opinion and Expression
8.1.5.1 Article 29 (1) Everyone has the right to hold opinions
without interference.
8.1.5.2 Article 29 (2) Everyone has the right to freedom of
expression without any interference. This right shall
include freedom to seek, receive and impart information
and ideas of all kinds, regardless of frontiers, either orally,
in writing or in print, in the form of art, or through any
media of his choice.
8.1.6 Freedom of Association (Article 31)
Every person has the right to freedom of association for any cause
or purpose. Organizations formed, in violation of appropriate laws,
or to illegally subvert the constitutional order, or which promote
such activities are prohibited.
35
8.1.7 Freedom of Movement
8.1.7.1 Article 32 (1) Any Ethiopian or foreign national lawfully in
Ethiopia has, within the national territory, the right to
liberty of movement and freedom to choose his residence,
as well as the freedom to leave the country at any time he
wishes to.
8.1.7.2 Article 32 (2) Any Ethiopian national has the right to return to
his country.
8.1.8 Rights of Women
8.1.8.1 Article 35 (1) Women shall, in the enjoyment of rights and
protections provided for by this Constitution, have equal
right[s] with men.
8.1.8.2 Article 35 (2) Women have equal rights with men in
marriage as prescribed by this Constitution.
8.1.8.3 Article 35 (3) The historical legacy of inequality and
discrimination suffered by women in Ethiopia taken into
account, women, in order to remedy this legacy, are entitled
to affirmative measures. The purpose of such measures
shall be to provide special attention to women so as to
enable them [to] compete and participate on the basis of
equality with men in political, social and economic life as
well as in public and private institutions.
8.1.8.4 Article 35 (4) The State shall enforce the right of women to
eliminate the influences of harmful customs. Laws, customs
36
and practices that oppress or cause bodily or mental harm
to women are prohibited.
8.1.8.5 Article 35 (5) (a) Women have the right to maternity leave
with full pay. The duration of maternity leave shall be
determined by law taking into account the nature of the
work, the health of the mother and the well-being of the
child and family.
(b) Maternity leave may, in Accordance with the provisions
of law, include prenatal leave with full pay.
8.1.8.6 Article 35 (6) Women have the right to full consultation in
the formulation of national development policies, the
designing and execution of projects, and particularly in the
case of projects affecting the interests of women.
8.1.8.7 Article 35 (7) Women have the right to acquire, administer,
control, use and transfer property. In particular, they have
equal rights with me with respect to use, transfer,
administration and control of land. They shall also enjoy
equal treatment in the inheritance of property.
8.1.8.8 Article 35 (8) Women shall have a right to equality in
employment, promotion, pay, and the transfer of pension
entitlements.
8.1.8.9 Article 35 (9) To prevent harm arising from pregnancy and
childbirth and in order to safeguard their health, women
have the right of access to family planning education,
information and capacity.
37
8.1.9 Right of Access to Justice
8.1.9.1 Article 37 (1) Everyone has the right to bring a justiciable
matter to, and to obtain a decision or judgement by, a court
of law or any other competent body with judicial power.
8.1.9.2 Article 37 (2) The decision of judgement referred to under
sub-Article 1 of this Article [8.1.9.1] may also be sought by:
(a) Any association representing the Collective or
individual interest of its members; or
(b) Any group or person who is a member of, or represents
a group with similar interests.
8.1.10 Rights of Nations, Nationalities, and Peoples
8.1.10.1 Article 39 (2) Every Nation, Nationality and People in
Ethiopia has the right to speak, to write and to develop its
own language; to express, to develop and to promote its
culture; and to preserve its history.
8.1.10.2 Article 39 (3) Every Nation, Nationality and People in
Ethiopia has the right to a full measure of self-government
which includes the right to establish institutions of
government in the territory that it inhabits and to equitable
representation in state and Federal governments.
8.1.11 Economic, Social and Cultural Rights
38
8.1.11.1 Article 41 (1) Every Ethiopian has the right to engage freely
in economic activity and to pursue a livelihood of his choice
anywhere within the national territory.
8.1.11.2 Article 41 (2) Every Ethiopian has the right to choose his or
her means of livelihood, occupation and profession.
8.1.11.3 Article 41 (3) Every Ethiopian national has the right to equal
access to publicly funded social services.
8.1.11.4 Article 41 (4) The State has the obligation to allocate ever
increasing resources to provide to the public health,
education and other social services.
8.1.11.5 Article 41 (5) The State shall, within available means,
allocate resources to provide rehabilitation and assistance
to the physically and mentally disabled, the aged, and to
children who are left without parent or guardian.
8.1.11.6 Article 41 (6) The State shall pursue policies which aim to
expand job opportunities for the unemployed and the poor
and shall accordingly undertake programmes and public
works projects.
8.1.11.7 Article 41 (7) The State shall undertake all measures
necessary to increase opportunities for citizens to find
gainful employment.
8.1.11.8 Article 41 (8) Ethiopian farmers and pastoralists have the
right to receive fair prices for their precuts, that would lead
to improvement in their conditions of life and to enable
them to obtain an equitable share of the national wealth
39
commensurate with their contribution. This objective shall
guide the State in the formulation of economic, social and
development policies.
8.1.11.9 Article 41 (9) The State has the responsibility to protect and
preserve historical and cultural legacies, and to contribute
to the promotion of the arts and sport.
8.1.12 The Right to Development
8.1.12.1 Article 43 (1) The Peoples of Ethiopia as a whole, and each
Nation, Nationality and People in Ethiopia in particular
have the right to improved living standards and to
sustainable development.
8.1.12.2 Article 43 (2) Nationals have the right to participate in
national development and, in particular, to be consulted
with respect to polices and projects affecting their
community.
8.1.12.3 Article 43 (3) All international agreements and relations
concluded, established or conducted by the State shall
protect and ensure Ethiopia’s right to sustainable
development.
8.1.12.4 Article 43 (4) The basic aim of development activities shall
be to enhance the capacity of citizens for development and
to meet their basic needs.
8.1.13 Environmental Rights
40
8.1.13.1 Article 44 (1) All persons have the right to a clean and healthy
environment.
8.1.13.2 Article 44 (2) All persons who have been displaced or whose
livelihoods have been adversely affected as a result of State
programmes have the right to commensurate monetary or
alternative means of compensation, including relocation
with adequate State assistance.
8.2 Environmental Policy
The Environmental Policy of Ethiopia contains sections on soil
husbandry and sustainable agriculture; on forest, woodland and
tree resources; on genetic, species and ecosystem biodiversity; on
water resources; on cultural and natural heritage; as well as on
community participation. Following are the policy provisos given
under these main headings.
8.2.1 Soil Husbandry and Sustainable Agriculture
8.2.1.1 Article 3.1.a.To foster a feeling of assured, uninterrupted and
continuing access to the same land and natural resources on
the part of farmers and pastoralists so as to remove the
existing artificial constraints to the widespread adoption of,
and investment in, sustainable land management
technologies;
8.2.1.2 Article 3.1.c. To promote the use of appropriate organic
matter and nutrient management for improving soil
41
structure, nutrient status and microbiology in improving soil
conservation and land husbandry;
8.2.1.3 Article 3.1.d. To safeguard the integrity of the soil and to
protect its physical and biological properties, through
management practices for the production of crops and
livestock which pay particular attention to the proper balance
in amounts of chemical and organic fertilizers, including
green manures, farm yard manures and compost;
8.2.1.4 Article 3.1.e. To promote effective ground cover as one of the
most important factors in soil erosion control, taking
advantage of the wide range of sustainable agronomic,
pastoral and silvicultural approaches used in various areas of
Ethiopia as potentially flexible alternatives to mechanical soil
conservation systems;
8.2.1.5 Article 3.1.l. To institute the stall feeding of domesticated
animals through a combination of providing agricultural
residues, on-farm produced forage and fodder as well as the
cutting and carrying of grass and browse from meadows and
hillsides in order to encourage revegetation of grazing lands
and the reduction of soil erosion;
8.2.1.6 Article 3.1.m. To develop forestry on the farm, around the
homestead and on eroding and/or eroded hillsides in order to
increase the stock of trees for fuelwood, construction
material, implements and crafts, for forage and for other tree
products;
42
8.2.2 Forest, Woodland and Tree Resources
8.2.2.1 Article 3.2.a. To recognize the complementary roles of
communities, private entrepreneurs and the state in forestry
development;
8.2.2.2 Article 3.2.c. To ensure that forestry development strategies
integrate the development, management and conservation of
forest resources with those of land and water resources,
energy resources, ecosystems and genetic resources, as well
as with crop and livestock production;
8.2.2.3 Article 3.2.e. To assist the natural process of afforestation of
uncultivable areas by controlling felling and grazing and by
planting judiciously selected local species, as well as by other
affordable interventions.
8.2.2.4 Article 3.2.f. To adhere to the principle that "sustainable
forest management" is achieved when social acceptability and
economic viability have been achieved and the volume of
wood harvested in a given period is about equal to the net
growth that the forest is capable of generating;
8.2.2.5 Article 3.2.g. To pursue agricultural and other policies and
programmes that will reduce pressure on fragile woodland
resources and ecosystems;
8.2.2.6 Article 3.2.h. To promote changes in agricultural and natural
resource management systems which will limit the need for
free grazing of animals in protected forest areas.
43
8.2.2.7 Article 3.2.i. To find substitutes for construction and fuel
wood whenever capabilities and other conditions allow, in
order to reduce pressure on forests.
8.2.3 Genetic, Species and Ecosystem Biodiversity
8.2.3.1 Article 3.3.a. To promote in situ systems (i.e. conservation in
a nature reserve, farmer's fields, etc.) as the primary target
for conserving both wild and domesticated biological
diversity; but also promote ex situ systems (i.e. conservation
outside the original or natural habitat) in gene banks, farms,
botanical gardens, ranches and zoos as supplementary to in
situ conservation;
8.2.3.2 Article 3.3.b. To promote in situ conservation of crop and
domestic animal biological diversity as well as other human
made and managed ecosystems through the conscious
conservation of samples of such ecosystems, even when
change as a whole is taking place;
8.2.3.3 Article 3.3.f. To promote the involvement of local
communities inside and outside protected areas in the
planning and management of such areas;
8.2.3.4 Article 3.3.j. To ensure that park, forest and wildlife
conservation and management programmes which conserve
biological diversity on behalf of the country allow for a major
part of any economic benefits deriving therefrom to be
44
channelled to local communities affected by such
programmes;
8.2.3.5 Article 3.3.k. To recognize that certain animal and plant
species are vermin or pests or may be a reservoir of disease to
humans, crops and livestock, and to control them.
8.2.4 Water Resources
8.2.4.1 Article 3.4.b. To recognize that natural ecosystems,
particularly wetlands and upstream forests, are fundamental
in regulating water quality and quantity and to integrate their
rehabilitation and protection into the conservation,
development and management of water resources;
8.2.4.2 Article 3.4.c. To ensure that any proposed introduction of
exotic species into water ecosystems be subject to detailed
ecological studies and environmental impact assessment;
8.2.4.3 Article 3.4.d. To promote the protection of the interface
between water bodies and land (e.g. lake shores, river banks
and wetlands);
8.2.4.4 Article 3.4.f. To involve water resource users, particularly
women and animal herders, in the planning, design,
implementation and follow up in their localities of water
policies, programmes and projects so as to carry them out
without affecting the ecological balance;
8.2.4.5 Article 3.4.i. To promote, to the extent possible, viable
measures to artificially recharge ground and surface water
resources;
45
8.2.4.6 Article 3.4.j. To recycle waste water when it has been found to
be safe for health and the environment or when it has been
made safe without entailing high cost.
8.2.5 Cultural and Natural Heritage
8.2.5.1 Article 3.10.a. To promote the perception of heritage
conservation as part of, and integrated with, Ethiopia's
general social and economic development;
8.2.5.2 Article 3.10.b. To recognize that the country's heritage
conservation should not be seen as the responsibility of
government alone and to encourage communities to play a
leading role in assessing and nominating places or items of
heritage significance and in conserving them;
8.2.5.3 Article 3.10.d. To ensure that the environment of heritage
sites is so managed as to protect the landscape, the
monuments, and the artifacts or the fossils as the case may
be.
8.2.6 Community Participation and the Environment
8.2.6.1 Article 4.2.a. To ensure that all phases of environmental and
resource development and management, from project
conception to planning and implementation to monitoring
and evaluation are undertaken based on the decisions of the
resource users and managers;
8.2.6.2 Article 4.2.b. To reorient management professionals
employed in natural resource and environmental extension
46
programmes to embrace participatory development, and to
strengthen their communication skills so as to more
effectively disseminate both the results of scientific research
and the practical experience of local farmers;
8.2.6.3 Article 4.2.c. To develop effective methods of popular
participation in the planning and implementation of
environmental and resource use and management projects
and programmes;
8.2.6.4 Article 4.2.e. To authorize all levels of organization to raise
funds locally from the use of natural resources to fund the
development, management and sustainable use of those
resources;
8.2.6.5 Article 4.2.g. To ensure information flow among all levels of
organization including the Federal and Regional States and
the people at the grassroots level by developing a two way
mechanism for data collection and dissemination.
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Phone numbers
- 1431
- 3132
- 1531
Phone numbers
- 15)...........................................................................31
- 31).........................................................32
- 14)..................31
Law clause
- Article 40
- Article 41
- Article 39
- art. 6
- Article 2
- Article 15
- Article 27
- Article 43
- Article 32
- Article 3.1.
- Article 3.3.
- Article 1
- Article 3.4.
- Section 8.1.
- Article 41
- Article 4.2.
- Article 31
- Article 4.2.
- Article 3.3.
- Article 14
- Article 4.2.
- Article 43
- Article 35
- Article 3.4.
- Article 3.2.
- Article 3.4.
- Section 8.1.
- Article 3.1.
- Article 44
- Article 40
- Article 3.3.
- Article 3.2.
- Article [8.1.
- Article 35
- Article 37
- Article 29
- Article 90
- Article 3
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